Rule Filings
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO THE NODAL EXCHANGE NATURAL GAS MARKET MAKER INCENTIVE PROGRAM 1: 20-049:
- Self Certification Letter 20-049
- Natural Gas Market Maker Incentive Program 1 - REDACTED
- Request for Confidential Treatment 20-049
CFTC REGULATION 40.6(A) CERTIFICATION OF NODAL EXCHANGE ELECTRIC POWER OPTIONS BROKER INCENTIVE PROGRAM: 20-048:
- Self Certification Letter 20-048
- Nodal Exchange Electric Power Options Broker Incentive Program REDACTED 20-048
- Request for Confidential Treatment
CFTC REGULATION 40.6(A) CERTIFICATION OF NODAL EXCHANGE ELECTRIC POWER FUTURES BROKER INCENTIVE PROGRAM: 20-047:
- Self Certification Letter 20-047
- Nodal Exchange Electric Power Futures Broker Incentive Program REDACTED 20-047
- Request for Confidential Treatment 20-047
CFTC REGULATION 40.6(A) CERTIFICATION OF NODAL EXCHANGE NATURAL GAS INCENTIVE PROGRAM 5: 20-046:
- Self Certification Letter 20-046
- Nodal Exchange Natural Gas Incentive Program 5 - REDACTED 20-046
- Request for Confidential Treatment 20-046
CFTC REGULATION 40.6(A) CERTIFICATION OF THE CONTINUTATION OF SEVERAL NODAL EXCHANGE POWER AND NATURAL GAS INCENTIVE PROGRAMS: 20-045:
- Self Certification Letter 20-045
- Nodal Exchange Incentive Programs - REDACTED 20-045
- Request for Confidential Treatment 20-045
CFTC REGULATION 40.6(A) CERTIFICATION OF THE CONTINUTATION OF NODAL EXCHANGE ENVIRONMENTAL INCENTIVE PROGRAMS: 20-043:
- Self Certification Letter 20-043
- Nodal Exchange Environmental Incentive Programs - REDACTED 20-043
- Request for Confidential Treatment 20-043
CFTC REGULATION 40.2(A) CERTIFICATION of 52 Environmental Future and Options Contracts – 20-042:
- Self Certification Letters 20-042.01 - 20-042.30
- Self Certification Letters 20-042.31 - 20-042.52
- Exhibit A: November 17, 2020 Addition to Nodal Exchange Appendix A - Contract Specifications 20-042
- Exhibit C: November 17, 2020 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 20-042
- FOIA Confidential Treatment Request November 9, 2020
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK APPENDIX A AND APPENDIX C: 20-044:
- Self-Certification Letter 20-044
- Exhibit A: Nodal Exchange Appendix A - Contract Specifications Redline 20-044
- Exhibit C: Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits Redline 20-044
- FOIA Confidential Treatment Request 20-044
CFTC REGULATION 40.2(A) CERTIFICATION of 56 Renewable Identification Number (“RIN”) Future and Options Contracts – 20-041:
- Self Certification Letter 20-041.01
- Self Certification Letters 20-041.02 - 20-041.28
- Self Certification Letters 20-041.29 - 20-041.56
- Exhibit A: November 17, 2020 Addition to Nodal Exchange Appendix A - Contract Specifications
- Exhibit C: November 17, 2020 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
- FOIA Confidential Treatment Request October 30, 2020
- FOIA Confidential Treatment Request November 2, 2020
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Amendments to the Nodal Exchange delivery schedule and last trading day for Nodal Contracts, based on environmental products, with November 2020 and December 2020 expiries:
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK and AMENDMENTS TO THE EXCHANGE AND CLEARING TRANSCTION FEE SCHEDULE: 20-039:
- Self-Certification Letter 20-039
- Redline of Nodal Exchange Rulebook Sections 3.6 and 3.7 - 20-039
- Redline of Nodal Exchange Rulebook Appendix B – Minimum Block Sizes - 20-039
- Redline of the Exchange and Clearing Transaction Fee Schedule - 20-039
CFTC Regulation 40.6(a) Certification: Notification of delisting 25 Nodal Exchange Environmental Futures Contracts 20-038:
- Self Certification Letter 20-038
- Nodal Exchange Rulebook Appendix A - 20-038
- Nodal Exchange Rulebook Appendix C - 20-038
CFTC Regulation 40.6(a) Certification: Notification of delisting 23 Nodal Exchange Environmental Options Contracts 20-037:
CFTC Regulation 40.6(a) Certification: Notification of delisting 2 Nodal Exchange PJM Power Futures Contracts 20-036:
- Self Certification Letter 20-036
- Nodal Exchange Rulebook Appendix A Delisted Contracts 20-036
- Redline of Nodal Exchange Rulebook Appendix C (relevant sections) 20-036
CFTC Regulation 40.6(a) Certification: Notification of delisting 2 Nodal Exchange MISO Power Futures Contracts 20-035:
- Self Certification Letter 20-035
- Nodal Exchange Rulebook Appendix A Delisted Contracts 20-035
- Redline of Nodal Exchange Rulebook Appendix C (relevant sections) 20-035
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO RULEBOOK 4.7 and AMENDMENTS TO THE EXCHANGE AND CLEARING TRANSCTION FEE SCHEDULE: 20-034:
- Self-Certification Letter 20-034
- Redline of Nodal Exchange Rulebook Section 4.7 - 20-034
- Redline of the Exchange and Clearing Transaction Fee Schedule - 20-034
CFTC REGULATION 40.2(A) CERTIFICATION of 68 Power Futures Contracts – 20-033:
- Self Certification Letters 20-033.01 - 20-033.34
- Self Certification Letters 20-033.35 - 20-033.68
- Confidential Treatment Request 20-033
CFTC REGULATION 40.6(A) CERTIFICATION OF THE IMPLEMENTATION OF THE NODAL EXCHANGE NATURAL GAS INCENTIVE PROGRAM 4: 20-032:
- Self Certification Letter 20-032
- Nodal Exchange Natural Gas Incentive Program 4 - REDACTED
- Request for Confidential Treatment 20-032
CFTC Regulation 40.6(a) Certification: Notification of delisting 24 Nodal Exchange Environmental Futures Contracts 20-031:
- Self-Certification Letter 20-031
- Nodal Exchange Rulebook Appendix A - Delisted Contracts - 20-031
- Nodal Exchange Rulebook Appendix C - 20-031
CFTC Regulation 40.6(a) Certification: Notification of delisting all Nodal Exchange Trucking Freight Futures Contracts:
- Self Certification Letter 20-030
- Nodal Exchange Rulebook Appendix A - Delisted Contracts - 20-030
- Nodal Exchange Rulebook Appendix B - 20-030
CFTC REGULATION 40.2(A) CERTIFICATION of 4 Power Futures Contracts – 20-029:
- Self Certification Letter 20-029.01
- Self Certification Letter 20-029.02
- Self Certification Letter 20-029.03
- Self Certification Letter 20-029.04
- Exhibit A: August 14, 2020 Addition to Nodal Exchange Appendix A - Contract Specifications
- Exhibit C: August 14, 2020 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
- Request For Confidential Treatment
CFTC Regulation 40.6(a) Certification: Notification of Delisting Ten (10) Nodal Exchange Environmental Options Contracts:
CFTC REGULATION 40.2(A) CERTIFICATION of 14 Power Futures Contracts – 20-027:
- Self Certification Letters 20-027
- Exhibit A: July 24, 2020 Addition to Nodal Exchange Appendix A - Contract Specifications
- Exhibit C: July 24, 2020 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
- Request for Confidential Treatment 20-027
CFTC REGULATION 40.6(A) CERTIFICATION: NOTIFICATION OF DELISTING TWO (2) NODAL EXCHANGE ENERGY FUTURES CONTRACTS IN PJM NIPSCO:
- Self-Certification Letter 20-026
- Nodal Exchange Rulebook Appendix A - Delisted Contracts 20-026
- Redline of Nodal Exchange Rulebook Appendix C 20-026
CFTC REGULATION 40.2(A) CERTIFICATION OF MISO INDIANA.HUB MONTHLY DAY AHEAD 2×16 and 7×8 POWER CONTRACTS:
- Contract Self Certification Letter 20-025.01
- Contract Self Certification Letter 20-025.02
- Exhibit A: July 13, 2020 Addition to Nodal Exchange Appendix A - Contract Specifications
- Exhibit C: July 13, 2020 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
- FOIA Confidential Treatment Request July 8, 2020
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO RULEBOOK APPENDIX A – CONTRACT SPECIFICATIONS FOR LOW CARBON FUEL STANDARD FUTURES: 20-024:
- Self Certification Letter 20-024
- Nodal Exchange Rulebook Appendix A - Contract Specifications (Redline)
CFTC REGULATION 40.6(A) CERTIFICATION OF THE IMPLEMENTATION OF THE NODAL EXCHANGE POWER INCENTIVE PROGRAM 7: 20-023:
- Self Certification Letter 20-023
- Nodal Exchange Power Incentive Program 7 - REDACTED
- Request for Confidential Treatment
CFTC REGULATION 40.6(A) CERTIFICATION OF THE IMPLEMENTATION OF THE NODAL EXCHANGE ELECTRIC POWER OPTIONS BROKER INCENTIVE PROGRAM 20-022:
- Self Certification Letter 20-022
- Exhibit 1 - REDACTED - Broker Incentive - Power Options
- Request for Confidential Treatment 20-022
CFTC REGULATION 40.2(A) CERTIFICATION of 115 Environmental Futures & Options Contracts – 20-020:
- Self Certification Letters 20-020.001 - 20-020.030
- Self Certification Letters 20-020.031 - 20-020.057
- Self Certification Letters 20-020.058 - 20-020.88
- Self Certification Letters 20-020.089 - 20-020.115
- Request for Confidential Treatment May 26, 2020
- Request for Confidential Treatment May 27, 2020
CFTC REGULATION 40.6(A) CERTIFICATION OF THE CONTINUATION OF THE NODAL EXCHANGE NATURAL GAS BROKER INCENTIVE PROGRAM 20-019:
- Self Certification Letter 20-019
- Exhibit 1: Nodal Exchange Natural Gas Broker Incentive Program - Redacted
- Request for Confidential Treatment 20-019
CFTC REGULATION 40.6(A) CERTIFICATION Amendments to Nodal Exchange Rule 3.15:
CFTC REGULATION 40.6(A) CERTIFICATION Amendments to the Nodal Exchange Rulebook Appendix A and Appendix C:
- Self-Certification Letter 20-017
- Nodal Exchange Rulebook Appendix A – (Redline)
- Nodal Exchange Rulebook Appendix C – (Redline)
CFTC REGULATION 40.6(A) CERTIFICATION Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options and Amendments to Appendix B – Minimum Block Sizes:
- Self-Certification Letter 20-016
- Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures (Redline)
- Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Options (Redline)
- Nodal Exchange Rulebook Appendix B – Minimum Block Sizes (Redline)
CFTC REGULATION 40.6(A) CERTIFICATION SUBMISSION OF AMENDMENTS TO THE NODAL EXCHANGE RULEBOOK SECTION 3.5:
CFTC REGULATION 40.6(A) CERTIFICATION OF THE CONTINUATION OF THE NODAL EXCHANGE ENVIRONMENTAL BROKER INCENTIVE PROGRAM 20-014:
- Self Certification Letter 20-014
- Exhibit 1: Nodal Exchange Environmental Broker Incentive Program – Redacted
- Request for Confidential Treatment 20-014
CFTC REGULATION 40.6(A) CERTIFICATION OF THE CONTINUATION OF THE NODAL EXCHANGE NATURAL GAS INCENTIVE PROGRAM 1:
- Self Certification Letter 20-013
- Natural Gas Incentive Program 1 - REDACTED
- Request for Confidential Treatment 20-013
CFTC REGULATION 40.6(A) CERTIFICATION: NOTIFICATION OF DELISTING FOUR (4) NODAL EXCHANGE ENERGY FUTURES CONTRACTS IN MISO:
- Self Certification Letter 20-012
- Nodal Exchange Rulebook Appendix A Deslisted Contracts 20-012
- Redline of Nodal Exchange Rulebook Appendix C 20-012
CFTC REGULATION 40.6(A) CERTIFICATION OF THE CONTINUATION OF THE NODAL EXCHANGE FEE WAIVER INCENTIVE PROGRAM:
- Self Certification Letter 20-011
- Exhibit 1 - Continuation of the Nodal Exchange Fee Waiver Incentive Program - REDACTED
- Confidential Treatment Request 20-011
CFTC REGULATION 40.6(A) CERTIFICATION SUBMISSION OF AMENDMENTS TO THE NODAL EXCHANGE RULEBOOK 4.1.1 Market Hours – January 29, 2020:
CFTC REGULATION 40.2(A) CERTIFICATION of six (6) PJM AEP-DAYTON HUB Option Contracts – January 29, 2020:
- Contract Self Cert Ltr 20-009.01P
- Contract Self Cert Ltr 20-009.02P
- Contract Self Cert Ltr 20-009.03P
- Contract Self Cert Ltr 20-009.04P
- Contract Self Cert Ltr 20-009.05P
- Contract Self Cert Ltr 20-009.06P
- Exhibit A - January 31, 2020 Addition to Contract Specs
CFTC REGULATION 40.6(A) CERTIFICATION SUBMISSION OF AMENDMENTS TO THE NODAL EXCHANGE RULEBOOK 4.1.1 Market Hours – January 22, 2020:
CFTC REGULATION 40.6(A) CERTIFICATION OF THE IMPLEMENTATION OF THE NODAL EXCHANGE POWER INCENTIVE PROGRAM 6 – January 17, 2020:
- Self Certification Letter 20-007
- Exhibit B: Nodal Exchange Power Incentive Program 6 – Redacted
- Request for Confidential Treatment
CFTC REGULATION 40.2(A) CERTIFICATION of California Low Carbon Fuel Standard Future & Option Contract – January 16, 2020:
- Contract Self Cert Ltr 20-006.01
- Contract Self Cert Ltr 20-006.02
- Exhibit A: January 24, 2020 Addition to Nodal Exchange Appendix A - Contract Specifications
- Exhibit C: January 24, 2020 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
- Confidential Treatment Request 20-006
CFTC REGULATION 40.6(A) CERTIFICATION SUBMISSION OF AMENDMENTS TO THE NODAL EXCHANGE RULEBOOK 4.1.1 Market Hours – January 16, 2020:
CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Options – January 10, 2020:
- Self-Certification Letter 20-004
- Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Options (Redline)
CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options; and amendments to Rulebook Appendix B – Minimum Block Sizes – January 8, 2020:
- Self-Certification Letter 20-003
- Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures (Redline)
- Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Options (Redline)
- Nodal Exchange Rulebook Appendix B – Minimum Block Sizes (Redline)
CFTC REGULATION 40.6(A) CERTIFICATION OF THE NODAL EXCHANGE ENVIRONMENTAL INCENTIVE PROGRAM 8 – January 3, 2020:
- Self Certification Letter 20-002
- Exhibit 1 - Environmental Incentive Program 8 - Redacted
- FOIA Confidential Treatment Request 20-002
CFTC REGULATION 40.6(A) CERTIFICATION: NOTIFICATION OF DELISTING 14 NODAL EXCHANGE ENERGY FUTURES CONTRACTS IN MISO – January 2, 2020 :