Rule Filings

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULE 6.5 – 21-040:

• Self-Certification Letter 21-040
• 21-040 - Redline of Nodal Exchange Rule 6.5

CFTC REGULATION 40.2(A) CERTIFICATION of 118 Environmental Futures and Options Contracts – 21-039:

• Self Certification Letters 21-039.001 - 21-039.020
• Self Certification Letters 21-039.021 - 21-039.040
• Self Certification Letters 21-039.041 - 21-039.060
• Self Certification Letters 21-039.061 - 21-039.080
• Self Certification Letters 21-039.081 - 21-039.100
• Self Certification Letters 21-039.101 - 21-039.118
• Exhibit A: January 7, 2022 Addition to Nodal Exchange Appendix A - Contract Specifications 21-039
• Exhibit C: January 7, 2022 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 21-039
• Request for Confidential Treatment 21-039

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – APPENDIX B and TRANSACTION FEE SCHEDULE: 21-038:

• Self-Certification Letter 21-038
• Redline of Exchange and Clearing Transaction Fee Schedule 21-038
• Redline of Appendix B - Minimum Block Size 21-038

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK APPENDIX A & APPENDIX C – 21-037:

• Self-Certification Letter 21-037
• 21-037 - Redline of Nodal Exchange Appendix A
• 21-037 - Redline of Nodal Exchange Appendix C
• 21-037 - Request for Confidential Treatment

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULE 6.5; APPENDIX A and APPENDIX C – 21-036:

• Self Certification 21-036
• 21-036 - Redline of Nodal Exchange Rule 6.5
• 21-036 - Redline of Nodal Exchange Appendix A
• 21-036 - Redline of Nodal Exchange Appendix C

CFTC REGULATION 40.6(A) CERTIFICATION OF THE CONTINUTATION OF NODAL EXCHANGE ENVIRONMENTAL, POWER AND NATURAL GAS INCENTIVE PROGRAMS: 21-035:

• Self Certification 21-035
• Nodal Exchange Incentive Program Extensions - REDACTED 21-035
• Request for Confidential Treatment 21-035

CFTC REGULATION 40.6(A) CERTIFICATION Submission of Amendments to the Nodal Exchange delivery schedule and last trading day for Nodal Contracts, based on environmental products, with December 2021 expiries:

• Self Certification 21-034

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK APPENDIX A – 21-033:

• Self-Certification Letter 21-033
• Exhibit A - Nodal Exchange Appendix A Contract Specifications 21-033

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK APPENDIX A & APPENDIX C – 21-032:

• Self-Certification Letter 21-032
• Exhibit A: Nodal Exchange Appendix A - Contract Specifications 21-032
• Exhibit C: Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 21-032

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – Rules 3.5 – 3.7: 21-031:

• Self Certification Letter 21-031
• Redline of Nodal Exchange Rules 3.5 - 3.7

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – Holiday Schedule:

• Self Certification Letter 21-030

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – Rule 9.2 & 9.4: 21-029:

• Self Certification Letter 21-029
• Redline of Nodal Exchange Rule 9.2 and Rule 9.4

CFTC REGULATION 40.2(A) CERTIFICATION of 75 Environmental Futures and Options Contracts – 21-028:

• Self Certification Letters 21-028.01 - 21-028.36
• Self Certification Letters 21-028.37 - 21-028.70
• Self Certification Letters 21-028.71 - 21-028.75
• Exhibit A: September 8, 2021 Addition to Nodal Exchange Appendix A - Contract Specifications
• Exhibit C: September 8, 2021 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
• Request for Confidential Treatment 21-028

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – APPENDIX B and TRANSACTION FEE SCHEDULE: 21-027:

• Self-Certification Letter 21-027
• Redline of the Exchange and Clearing Transaction Fee Schedule 21-027
• Redline of Appendix B – Minimum Block Size 21-027

CFTC Regulation 40.6(a) Certification: Notification of delisting 33 Nodal Exchange Environmental Futures Contracts 21-026:

• Self-Certification Letter 21-026
• Nodal Exchange Rulebook Appendix A - Delisted Contracts 21-026

CFTC Regulation 40.6(a) Certification: Notification of delisting 7 Nodal Exchange Environmental Options Contracts 21-025:

• Self-Certification Letter 21-025
• Nodal Exchange Rulebook Appendix A - Delisted Contracts 21-025

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – 2021 Holiday Schedule:

• Self Certification Letter 21-024

CFTC REGULATION 40.2(A) CERTIFICATION of 4 ERCOT Power Options Contracts – 21-023:

• Self Certification 21-023.01
• Self Certification 21-023.02
• Self Certification 21-023.03
• Self Certification 21-023.04
• Exhibit A: July 30, 2021 Addition to Nodal Exchange Appendix A - Contract Specifications
• Request for Confidential Treatment 21-023

CFTC REGULATION 40.2(A) CERTIFICATION of 4 PJM Power Futures Contracts – 21-022:

• Self Certification 21-022.01
• Self Certification 21-022.02
• Self Certification 21-022.03
• Self Certification 21-022.04
• Exhibit A: July 21, 2021 Addition to Nodal Exchange Appendix A - Contract Specifications
• Exhibit C: July 21, 2021 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
• Request for Confidential Treatment 21-022

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – APPENDIX B: 21-021:

• Self-Certification Letter 21-021
• Redline of Nodal Exchange Rulebook Appendix B - Minimum Block Sizes 21-021

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE PARTICIPANT AGREEMENT:

• Self-Certification Letter 21-020
• Redline of Nodal Exchange Participant Agreement 21-020

CFTC REGULATION 40.6(A) CERTIFICATION OF THE NODAL EXCHANGE ENVIRONMENTAL INCENTIVE PROGRAM 9: 21-019:

• Self Certification 21-019
• Nodal Exchange Environmental Incentive Program 9 - REDACTED - 21-019
• Request for Confidential Treatment 21-019

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – Rule 6.2 & Rule 6.3: 21-018:

• Self-Certification Letter 21-018
• Redline of Nodal Exchange Rule 6.2 and Rule 6.3 - 21-018

CFTC REGULATION 40.2(A) CERTIFICATION of 2 PJM Power Futures Contracts – 21-017:

• Self Certification 21-017.01
• Self Certification 21-017.02
• Exhibit A: June 25, 2021 Addition to Nodal Exchange Appendix A - Contract Specifications
• Exhibit C: June 25, 2021 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
• FOIA Confidential Treatment Request June 23, 2021

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – APPENDIX B: 21-016:

• Self-Certification Letter 21-016
• Redline of Nodal Exchange Rulebook Appendix B - Minimum Block Sizes 21-016

CFTC REGULATION 40.2(A) CERTIFICATION of 23 Environmental Futures Contracts and 23 Environmental Options Contracts – 21-015:

• Self Certification Letters 21-015
• Exhibit A: June 1, 2021 Addition to Nodal Exchange Appendix A - Contract Specifications
• Exhibit C: June 1, 2021 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limit
• FOIA Confidential Treatment Request May 26, 2021

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – TRANSACTION FEE SCHEDULE: 21-014:

• Self-Certification Letter 21-014
• Redline of Nodal Transaction Fee Schedule

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK APPENDIX A AND APPENDIX C: 21-013:

• Self-Certification Letter 21-013
• Exhibit A - Nodal Exchange Appendix A - Contract Specifications 21-013
• Exhibit C - Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 21-013
• Request for Confidential Treatment 21-013

CFTC REGULATION 40.6(A) CERTIFICATION OF THE NODAL EXCHANGE NATURAL GAS STRATEGIC REVENUE SHARE PROGRAM 1: 21-012:

• Self Certification 21-012
• Exhibit 1: Natural Gas Strategic Revenue Share Program 1 - REDACTED 21-012
• Request for Confidential Treatment 21-012

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – Implied Orders 21-011:

• Self-Certification Letter 21-011
• Redline of Nodal Exchange Rulebook Section 1.53
• Redline of Nodal Exchange Rulebook Section 4.4.3

CFTC REGULATION 40.2(A) CERTIFICATION of 2 Power Futures Contracts – 21-010:

• Self Certification Letter 21-010.01
• Self Certification Letter 21-010.02
• Exhibit A: March 31, 2021 Addition to Nodal Exchange Appendix A - Contract Specifications
• Exhibit C: March 31, 2021 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
• Request for Confidential Treatment 21-010

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK APPENDIX A AND APPENDIX C: 21-009:

• Self Certification Letter 21-009
• Exhibit A - Nodal Exchange Appendix A - Contract Specifications 21-009
• Exhibit C - Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 21-009
• Request for Confidential Treatment 21-009

CFTC REGULATION 40.2(A) CERTIFICATION of 16 Environmental Future and Options Contracts – 21-008:

• Self Certification Letters 21-008.01 - 21-008.16
• Exhibit A: March 26, 2021 Addition to Nodal Exchange Appendix A - Contract Specifications
• Exhibit C: March 26, 2021 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
• Request for Confidential Treatment 21-008

CFTC Regulation 40.6(a) Certification: Notification of delisting 6 Nodal Exchange PJM Futures Contracts 21-007:

• Self-Certification Letter 21-007
• Nodal Exchange Rulebook Appendix A - Delisted Contracts 21-007
• Nodal Exchange Rulebook Appendix C - Redline 21-007

CFTC Regulation 40.6(a) Certification: Notification of delisting 4 Nodal Exchange MISO Futures Contracts 21-006:

• Self-Certification Letter 21-006
• Nodal Exchange Rulebook Appendix A - Delisted Contracts 21-006
• Nodal Exchange Rulebook Appendix C - Redline 21-006

CFTC REGULATION 40.2(A) CERTIFICATION of 10 Environmental Future and Options Contracts – 21-005:

• Self Certification Letters 21-005.01 - 21-005.10
• Exhibit A: March 12, 2021 Addition to Nodal Exchange Appendix A - Contract Specifications
• Exhibit C: March 12, 2021 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
• Request for Confidential Treatment 21-005

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO THE NODAL EXCHANGE NATURAL GAS BROKER INCENTIVE PROGRAM: 21-004:

• Self Certification Letter 21-004
• Nodal Exchange Natural Gas Broker Incentive Program - REDACTED 21-004
• Request for Confidential Treatment 21-004

CFTC Regulation 40.6(a) Certification: Notification of delisting 4 Nodal Exchange CAISO Futures Contracts 21-003:

• Self-Certification Letter 21-003
• Nodal Exchange Rulebook Appendix A - 21-003
• Nodal Exchange Rulebook Appendix C - 21-003

CFTC Regulation 40.6(a) Rule Certification: Notification of Revised Nodal Exchange Trading Hours on February 8th through February 12th, 2021 for Power Futures, NG Penultimate Futures and Options1 contracts: 21-002:

• Self-Certification Letter 21-002

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK APPENDIX A AND APPENDIX C: 21-001:

• Self Certification Letter 21-001
• Exhibit A: Nodal Exchange Appendix A - Contract Specifications Redline 21-001
• Exhibit C: Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits Redline 21-001
• Request for Confidential Treatment 21-001