Rule Filings
CFTC Regulation 40.6(a) Certification: Broker Incentives – December 14, 2016:
- Self Certification Letter - Dec 14, 2016
- Broker Incentive Program - redacted
- FOIA Confidential Treatment Request
CFTC Regulation 40.6(a) Certification: Nodal Exchange Power Incentive Program II – December 14, 2016:
- Self-Certification Letter - Dec 14, 2016
- Power Incentive Program II - redacted
- FOIA Confidential Treatment Request
CFTC Regulation 40.2(a) Certification of MISO_DECO.SELC Monthly Day Ahead Off-Peak Power – December 9, 2016:
- Self-Certification Letter - Dec 9, 2016
- Exhibit A - Contract Specs
- Exhibit C - Position Limits
- FOIA Confidential Treatment Request
CFTC Regulation 40.6(a) Certification: Submission of Amendments to the Nodal Exchange Rulebook – November 8, 2016:
- Self Certification Letter - November 8, 2016
- Redline of Nodal Exchange Rule 6.2.7
- Redline of Nodal Exchange Rule 6.2.3
- Redline of Nodal Exchange Rule 6.1.2
CFTC Regulation 40.6(a) Certification: Broker Incentives – October 25, 2016:
- Self Certification Letter October 25, 2016
- FOIA Confidential Treatment Request
- Broker Incentive Program REDACTED
CFTC Regulation 40.6(a) Certification: Notification of Delisting Two (2) Nodal Exchange Energy Futures Contracts in MISO – September 27, 2016:
- Self-Certification Letter - September 27 2016
- Appendix A - Contract Specfications (Delisted)
- Appendix C - Limits and Levels (Redline)
CFTC Regulation 40.6(a) Certification: Nodal Exchange 2016 Power Incentive Program II – June 28, 2016:
- Self-Certification Letter - June 28, 2016
- Nodal Exchange 2016 Power Incentive Program II - REDACTED
- FOIA Confidential Treatment Request
CFTC Regulation 40.6(a) Certification: Revisions to the Nodal Exchange Rulebook Appendices – June 20, 2016:
- Self-Certification Letter - June 20 2016
- Nodal equivalent NYISO contracts
- Contract Specifications - Rulebook Appendix A
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C - redline)
CFTC Regulation 40.6(a) Certification: Broker Incentives – June 13, 2016:
- Self-Certification Letter - June 13, 2016
- Broker Incentive Program - REDACTED
- FOIA Confidential Treatment Request
CFTC Regulation 40.6(a) Certification: Notification of Delisting Four (4) Nodal Exchange Energy Futures Contracts in MISO and SPP – June 9, 2016:
- Self-Certification Letter - June 9, 2016
- Appendix A - Contract Specifications (Delisted)
- Appendix C - Limits and Levels (Redline)
CFTC Regulation 40.6(a) Certification: Notification of Delisting Two (2) Nodal Exchange PJM Energy Futures Contracts – June 9, 2016:
- Self-Certification Letter - June 9, 2016
- Appendix A - Contract Specifications (Delisted)
- Appendix C - Limits and Levels (Redline)
CFTC Regulation 40.6(a) Certification: Notification of Delisting Two (2) Nodal Exchange CAISO Power Energy Futures Contracts – May 20, 2016:
- Self-Certification Letter - May 20, 2016
- Appendix A - Contracts Specifications (Delisted)
- Appendix C - Limits and Levels
CFTC Regulation 40.6(a) Certification: Submission of Amendments to the Nodal Exchange Rulebook – May 16, 2016:
- Self-Certification Letter - May 16 2016
- Redline of Nodal Exchange Rule 3.4.1
- Redline of Nodal Exchange Rule 3.11
CFTC Regulation 40.6(a) Certification: Certification to update/correct Appendix A (Contract Specs) and Appendix C (Reporting Levels, Accountability Levels and Position Limits) of the Nodal Exchange Rulebook – April 18, 2016:
- Self Certification Letter
- Exhibit A - Redline of Appendix A of the Nodal Exchange Rulebook
- Exhibit C - Redline of Appendix C of the Nodal Exchange Rulebook
- Confidential Treatment Request
CFTC Regulation 40.6(a) Certification: Broker Incentives – March 17, 2016:
- Self Certification Letter March 17, 2016
- Broker Incentive Program REDACTED
- FOIA Confidential Treatment Request
CFTC Regulation 40.6(a) Certification: Notification of Delisting Six (6) Nodal Exchange NYISO Power Energy Futures Contracts – March 14, 2016:
- Self Certification Letter - March 14, 2016
- Appendix A - Contract Specifications
- Appendix C - Limits and Levels
CFTC Regulation 40.2(a): Certification of NYISO NYPA___ASTORIA_CC2 Monthly Day Ahead Off-Peak Energy + Congestion – March 2, 2016:
- Self Certification Letter
- Exhibit A - March 04, 2016 Contract Specifications
- Exhibit C - March 04, 2016 Position Limits
- FOIA Confidential Treatment Request
CFTC Regulation 40.2(a): Certification of NYISO NYPA___ASTORIA_CC2 Monthly Day Ahead On-Peak Energy + Congestion – March 2, 2016:
- Self Certification Letter
- Exhibit A - March 04, 2016 Contract Specifications
- Exhibit C - March 04, 2016 Position Limits
- FOIA Confidential Treatment Request
CFTC Regulation 40.2(a): Certification of NYISO NYPA_KENT_____GT Monthly Day Ahead Off-Peak Energy + Congestion – March 2, 2016:
- Self Certification Letter
- Exhibit A - March 04, 2016 Contract Specifications
- Exhibit C - March 04, 2016 Position Limits
- FOIA Confidential Treatment Request
CFTC Regulation 40.2(a): Certification of NYISO NYPA_KENT_____GT Monthly Day Ahead On-Peak Energy + Congestion – March 2, 2016:
- Self Certification Letter
- Exhibit A - March 04, 2016 Contract Specifications
- Exhibit C - March 04, 2016 Position Limits
- FOIA Confidential Treatment Request
CFTC Regulation 40.2(a): Certification of NYISO NYPA_GOWANUS_____GT6 Monthly Day Ahead Off-Peak Energy + Congestion – March 2, 2016:
- Self Certification Letter
- Exhibit A - March 04, 2016 Contract Specifications
- Exhibit C - March 04, 2016 Position Limits
- FOIA Confidential Treatment Request
CFTC Regulation 40.2(a): Certification of NYISO NYPA_GOWANUS_____GT6 Monthly Day Ahead On-Peak Energy + Congestion – March 2, 2016:
- Self Certification Letter
- Exhibit A - March 04, 2016 Contract Specifications
- Exhibit C - March 04, 2016 Position Limits
- FOIA Confidential Treatment Request
CFTC Regulation 40.2(a): Certification of NYISO NINE_MILE_2 Monthly Day Ahead Off-Peak Energy + Congestion – March 2, 2016:
- Self Certification Letter
- Exhibit A - March 04, 2016 Contract Specifications
- Exhibit C - March 04, 2016 Position Limits
- FOIA Confidential Treatment Request
CFTC Regulation 40.2(a): Certification of NYISO NINE_MILE_2 Monthly Day Ahead On-Peak Energy + Congestion – March 2, 2016:
- Self Certification Letter
- Exhibit A - March 04, 2016 Contract Specifications
- Exhibit C - March 04, 2016 Position Limits
- FOIA Confidential Treatment Request
CFTC Regulation 40.2(a): Certification of NYISO NARROWS_GT1_1 Monthly Day Ahead Off-Peak Energy + Congestion – March 2, 2016:
- Self Certification Letter
- Exhibit A - March 04, 2016 Contract Specifications
- Exhibit C - March 04, 2016 Position Limits
- FOIA Confidential Treatment Request
CFTC Regulation 40.2(a): Certification of NYISO NARROWS_GT1_1 Monthly Day Ahead On-Peak Energy + Congestion – March 2, 2016:
- Self Certification Letter
- Exhibit A - March 04, 2016 Contract Specifications
- Exhibit C - March 04, 2016 Position Limits
- FOIA Confidential Treatment Request
CFTC Regulation 40.2(a): Certification of NYISO JARVIS____ Monthly Day Ahead Off-Peak Energy + Congestion – March 2, 2016:
- Self Certification Letter
- Exhibit A - March 04, 2016 Contract Specifications
- Exhibit C - March 04, 2016 Position Limits
- FOIA Confidential Treatment Request
CFTC Regulation 40.2(a): Certification of NYISO JARVIS____ Monthly Day Ahead On-Peak Energy + Congestion – March 2, 2016:
- Self Certification Letter
- Exhibit A - March 04, 2016 Contract Specifications
- Exhibit C - March 04, 2016 Position Limits
- FOIA Confidential Treatment Request
CFTC Regulation 40.2(a): Certification of NYISO GOWANUS_GT1_1 Monthly Day Ahead Off-Peak Energy + Congestion – March 2, 2016:
- Self Certification Letter
- Exhibit A - March 04, 2016 Contract Specifications
- Exhibit C - March 04, 2016 Position Limits
- FOIA Confidential Treatment Request
CFTC Regulation 40.2(a): Certification of NYISO GOWANUS_GT1_1 Monthly Day Ahead On-Peak Energy + Congestion – March 2, 2016:
- Self Certification Letter
- Exhibit A - March 04, 2016 Contract Specifications
- Exhibit C - March 04, 2016 Position Limits
- FOIA Confidential Treatment Request
CFTC Regulation 40.2(a): Certification of NYISO FPL FAR_ROCK_GT1 Monthly Day Ahead Off-Peak Energy + Congestion – March 2, 2016:
- Self Certification Letter
- Exhibit A - Redline of Appendix A of the Nodal Exchange Rulebook
- Exhibit C - Redline of Appendix C of the Nodal Exchange Rulebook
- Confidential Treatment Request
CFTC Regulation 40.2(a): Certification of NYISO FPL FAR_ROCK_GT1 Monthly Day Ahead On-Peak Energy + Congestion – March 2, 2016:
- Self Certification Letter
- Exhibit A - March 04, 2016 Contract Specifications
- Exhibit C - March 04, 2016 Position Limits
- FOIA Confidential Treatment Request
CFTC Regulation 40.2(a): Certification of NYISO BARRETT___2 Monthly Day Ahead Off-Peak Energy + Congestion – March 2, 2016:
- Self Certification Letter
- Exhibit A - March 04, 2016 Contract Specifications
- Exhibit C - March 04, 2016 Position Limits
- FOIA Confidential Treatment Request
CFTC Regulation 40.2(a): Certification of NYISO BARRETT___2 Monthly Day Ahead On-Peak Energy + Congestion – March 2, 2016:
- Self Certification Letter
- Exhibit A - March 04, 2016 Contract Specifications
- Exhibit C - March 04, 2016 Position Limits
- FOIA Confidential Treatment Request
CFTC Regulation 40.6(a) Certification: Submission of Amendment to the Nodal Exchange Rulebook – March 1, 2016:
- Self-Certification Letter - March 1, 2016
- Redline of Nodal Exchange Rulebook Rule 4.1.1
- Redline of Nodal Exchange Rulebook Rule 4.6.4
CFTC Regulation 40.6(a) Certification: New Nodal Exchange Power Incentive Program – February 25, 2016:
- Self Certification Letter - February 25, 2016
- Power Incentive Program - Redacted
- FOIA Confidential Treatment Request
CFTC Reg 40.2(a): Certification of ISONE.I.ROSETON 345 1 DA Off-Peak – January 20, 2016:
- Self Certification Letter - Jan 20 2016
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of ISONE.I.ROSETON 345 1 DA On-Peak – January 20, 2016:
- Self Certification Letter - Jan 20 2016
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of NYISO NE GEN SANDY PD DA Off-Peak – January 20, 2016:
- Self Certification Letter - Jan 20 2016
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of NYISO NE GEN SANDY PD DA On-Peak – January 20, 2016:
- Self Certification Letter - Jan 20 2016
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of PJM MISO DA Off-Peak – January 20, 2016:
- Self Certification Letter - Jan 20 2016
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of PJM MISO DA On-Peak – January 20, 2016:
CFTC Regulation 40.6(a) Certification: Broker Incentives – January 4, 2016: