Rule Filings

CFTC REGULATION 40.2(A) CERTIFICATION of 27 Environmental Futures Contracts:

• Self Certification Letters 23-013.01 - 23-013.14
• Self Certification Letters 23-013.15 - 23-013.27
• Requests for Confidential Treatment 23-013

CFTC Regulation 40.6(a) Certification: Amendments to Nodal Exchange Appendix B – Minimum Block Sizes:

• Self-Certification Letter 23-014
• Appendix B - Minimum Block Sizes 23-014

CFTC Regulation 40.6(a) Certification: Amendments to Nodal Exchange Broker Agreement:

• Self-Certification Letter 23-012
• Nodal Exchange Broker Agreement REDLINE 23-012

CFTC Regulation 40.6(a) Certification: Notification of delisting 6 Power Futures contracts 23-011:

• Self-Certification Letter 23-011
• Nodal Exchange Rulebook Appendix A Delisted Contracts 23-011
• Nodal Exchange Rulebook Appendix C Delisted Contracts 23-011

CFTC REGULATION 40.2(A) CERTIFICATION of 8 Environmental Options Contracts – 23-010:

• Self Certification Letter 23-010.01
• Self Certification Letter 23-010.02
• Self Certification Letter 23-010.03
• Self Certification Letter 23-010.04
• Self Certification Letter 23-010.05
• Self Certification Letter 23-010.06
• Self Certification Letter 23-010.07
• Self Certification Letter 23-010.08

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO THE NATURAL GAS STRATEGIC REVENUE SHARE PROGRAM 1 – 23-009:

• Self Certification Letter 23-009
• Natural Gas Strategic Revenue Share Program 1 - REDACTED - 23-009
• Confidential Treatment Request - 23-009

CFTC REGULATION 40.2(A) CERTIFICATION of 16 Environmental Futures & Options Contracts:

• Self Certification Letter 23-008
• Confidential Treatment Request 23-008

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO APPENDIX A – Global Emission Reduction (GER) – 23-007:

• Self-Certification Letter 23-007
• Exhibit A: Nodal Exchange Appendix A - GER Contract Specifications 23-007

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO APPENDIX B – MINIMUM BLOCK SIZE:

• Self-Certification Letter 23-006
• Appendix B Minimum Block Sizes REDLINE

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE & CLEARING TRANSACTION FEE SCHEDULE – 23-005:

• Self-Certification Letter 23-005
• Redline of the Exchange and Clearing Transaction Fee Schedule 23-005

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE APPENDIX A AND RULE 4.10.4 – 23-004:

• Self-Certification Letter 23-004
• Appendix A - Contract Specifications 23-004
• Nodal Exchange Rule 4.10.4 Redline 23-004

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE APPENDIX A, APPENDIX C AND THE EXCHANGE AND CLEARING TRANSACTION FEE SCHEDULE RE: CSAPR NOX Ozone Szn Group 2 and Group 3 futures contracts – 23-003:

• Self-Certification Letter 23-003
• Exhibit A: Nodal Exchange Appendix A - Contract Specifications 23-003
• Exhibit C: Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 23-003
• Nodal Exchange and Clearing Transaction Fee Schedule 23-003

CFTC REGULATION 40.6(A) CERTIFICATION OF EXTENSION OF MARKET TRADING HOURS FOR THE WEEK OF FEBRUARY 6, 2023:

• Self-Certification Letter 23-002

CFTC REGULATION 40.2(A) CERTIFICATION of 14 Environmental Options Contracts – 23-001:

• Self Certification Letters 23-001