Nodal Exchange Rule Filings
CFTC REGULATION 40.6(A) CERTIFICATION OF THE IMPLEMENTATION OF THE NODAL EXCHANGE NATURAL GAS INCENTIVE PROGRAM 4: 20-032:
- Self Certification Letter 20-032
- Nodal Exchange Natural Gas Incentive Program 4 - REDACTED
- Request for Confidential Treatment 20-032
CFTC Regulation 40.6(a) Certification: Notification of delisting 24 Nodal Exchange Environmental Futures Contracts 20-031:
- Self-Certification Letter 20-031
- Nodal Exchange Rulebook Appendix A - Delisted Contracts - 20-031
- Nodal Exchange Rulebook Appendix C - 20-031
CFTC Regulation 40.6(a) Certification: Notification of delisting all Nodal Exchange Trucking Freight Futures Contracts:
- Self Certification Letter 20-030
- Nodal Exchange Rulebook Appendix A - Delisted Contracts - 20-030
- Nodal Exchange Rulebook Appendix B - 20-030
CFTC REGULATION 40.2(A) CERTIFICATION of 4 Power Futures Contracts – 20-029:
- Self Certification Letter 20-029.01
- Self Certification Letter 20-029.02
- Self Certification Letter 20-029.03
- Self Certification Letter 20-029.04
- Exhibit A: August 14, 2020 Addition to Nodal Exchange Appendix A - Contract Specifications
- Exhibit C: August 14, 2020 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
- Request For Confidential Treatment
CFTC Regulation 40.6(a) Certification: Notification of Delisting Ten (10) Nodal Exchange Environmental Options Contracts:
CFTC REGULATION 40.2(A) CERTIFICATION of 14 Power Futures Contracts – 20-027:
- Self Certification Letters 20-027
- Exhibit A: July 24, 2020 Addition to Nodal Exchange Appendix A - Contract Specifications
- Exhibit C: July 24, 2020 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
- Request for Confidential Treatment 20-027
CFTC REGULATION 40.6(A) CERTIFICATION: NOTIFICATION OF DELISTING TWO (2) NODAL EXCHANGE ENERGY FUTURES CONTRACTS IN PJM NIPSCO:
- Self-Certification Letter 20-026
- Nodal Exchange Rulebook Appendix A - Delisted Contracts 20-026
- Redline of Nodal Exchange Rulebook Appendix C 20-026
CFTC REGULATION 40.2(A) CERTIFICATION OF MISO INDIANA.HUB MONTHLY DAY AHEAD 2×16 and 7×8 POWER CONTRACTS:
- Contract Self Certification Letter 20-025.01
- Contract Self Certification Letter 20-025.02
- Exhibit A: July 13, 2020 Addition to Nodal Exchange Appendix A - Contract Specifications
- Exhibit C: July 13, 2020 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
- FOIA Confidential Treatment Request July 8, 2020
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO RULEBOOK APPENDIX A – CONTRACT SPECIFICATIONS FOR LOW CARBON FUEL STANDARD FUTURES: 20-024:
- Self Certification Letter 20-024
- Nodal Exchange Rulebook Appendix A - Contract Specifications (Redline)
CFTC REGULATION 40.6(A) CERTIFICATION OF THE IMPLEMENTATION OF THE NODAL EXCHANGE POWER INCENTIVE PROGRAM 7: 20-023:
- Self Certification Letter 20-023
- Nodal Exchange Power Incentive Program 7 - REDACTED
- Request for Confidential Treatment
CFTC REGULATION 40.6(A) CERTIFICATION OF THE IMPLEMENTATION OF THE NODAL EXCHANGE ELECTRIC POWER OPTIONS BROKER INCENTIVE PROGRAM 20-022:
- Self Certification Letter 20-022
- Exhibit 1 - REDACTED - Broker Incentive - Power Options
- Request for Confidential Treatment 20-022
CFTC REGULATION 40.2(A) CERTIFICATION of 115 Environmental Futures & Options Contracts – 20-020:
- Self Certification Letters 20-020.001 - 20-020.030
- Self Certification Letters 20-020.031 - 20-020.057
- Self Certification Letters 20-020.058 - 20-020.88
- Self Certification Letters 20-020.089 - 20-020.115
- Request for Confidential Treatment May 26, 2020
- Request for Confidential Treatment May 27, 2020
CFTC REGULATION 40.6(A) CERTIFICATION OF THE CONTINUATION OF THE NODAL EXCHANGE NATURAL GAS BROKER INCENTIVE PROGRAM 20-019:
- Self Certification Letter 20-019
- Exhibit 1: Nodal Exchange Natural Gas Broker Incentive Program - Redacted
- Request for Confidential Treatment 20-019
CFTC REGULATION 40.6(A) CERTIFICATION Amendments to Nodal Exchange Rule 3.15:
CFTC REGULATION 40.6(A) CERTIFICATION Amendments to the Nodal Exchange Rulebook Appendix A and Appendix C:
- Self-Certification Letter 20-017
- Nodal Exchange Rulebook Appendix A – (Redline)
- Nodal Exchange Rulebook Appendix C – (Redline)
CFTC REGULATION 40.6(A) CERTIFICATION Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options and Amendments to Appendix B – Minimum Block Sizes:
- Self-Certification Letter 20-016
- Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures (Redline)
- Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Options (Redline)
- Nodal Exchange Rulebook Appendix B – Minimum Block Sizes (Redline)
CFTC REGULATION 40.6(A) CERTIFICATION SUBMISSION OF AMENDMENTS TO THE NODAL EXCHANGE RULEBOOK SECTION 3.5:
CFTC REGULATION 40.6(A) CERTIFICATION OF THE CONTINUATION OF THE NODAL EXCHANGE ENVIRONMENTAL BROKER INCENTIVE PROGRAM 20-014:
- Self Certification Letter 20-014
- Exhibit 1: Nodal Exchange Environmental Broker Incentive Program – Redacted
- Request for Confidential Treatment 20-014
CFTC REGULATION 40.6(A) CERTIFICATION OF THE CONTINUATION OF THE NODAL EXCHANGE NATURAL GAS INCENTIVE PROGRAM 1:
- Self Certification Letter 20-013
- Natural Gas Incentive Program 1 - REDACTED
- Request for Confidential Treatment 20-013
CFTC REGULATION 40.6(A) CERTIFICATION: NOTIFICATION OF DELISTING FOUR (4) NODAL EXCHANGE ENERGY FUTURES CONTRACTS IN MISO:
- Self Certification Letter 20-012
- Nodal Exchange Rulebook Appendix A Deslisted Contracts 20-012
- Redline of Nodal Exchange Rulebook Appendix C 20-012
CFTC REGULATION 40.6(A) CERTIFICATION OF THE CONTINUATION OF THE NODAL EXCHANGE FEE WAIVER INCENTIVE PROGRAM:
- Self Certification Letter 20-011
- Exhibit 1 - Continuation of the Nodal Exchange Fee Waiver Incentive Program - REDACTED
- Confidential Treatment Request 20-011
CFTC REGULATION 40.6(A) CERTIFICATION SUBMISSION OF AMENDMENTS TO THE NODAL EXCHANGE RULEBOOK 4.1.1 Market Hours – January 29, 2020:
CFTC REGULATION 40.2(A) CERTIFICATION of six (6) PJM AEP-DAYTON HUB Option Contracts – January 29, 2020:
- Contract Self Cert Ltr 20-009.01P
- Contract Self Cert Ltr 20-009.02P
- Contract Self Cert Ltr 20-009.03P
- Contract Self Cert Ltr 20-009.04P
- Contract Self Cert Ltr 20-009.05P
- Contract Self Cert Ltr 20-009.06P
- Exhibit A - January 31, 2020 Addition to Contract Specs
CFTC REGULATION 40.6(A) CERTIFICATION SUBMISSION OF AMENDMENTS TO THE NODAL EXCHANGE RULEBOOK 4.1.1 Market Hours – January 22, 2020:
CFTC REGULATION 40.6(A) CERTIFICATION OF THE IMPLEMENTATION OF THE NODAL EXCHANGE POWER INCENTIVE PROGRAM 6 – January 17, 2020:
- Self Certification Letter 20-007
- Exhibit B: Nodal Exchange Power Incentive Program 6 – Redacted
- Request for Confidential Treatment
CFTC REGULATION 40.2(A) CERTIFICATION of California Low Carbon Fuel Standard Future & Option Contract – January 16, 2020:
- Contract Self Cert Ltr 20-006.01
- Contract Self Cert Ltr 20-006.02
- Exhibit A: January 24, 2020 Addition to Nodal Exchange Appendix A - Contract Specifications
- Exhibit C: January 24, 2020 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
- Confidential Treatment Request 20-006
CFTC REGULATION 40.6(A) CERTIFICATION SUBMISSION OF AMENDMENTS TO THE NODAL EXCHANGE RULEBOOK 4.1.1 Market Hours – January 16, 2020:
CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Options – January 10, 2020:
- Self-Certification Letter 20-004
- Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Options (Redline)
CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options; and amendments to Rulebook Appendix B – Minimum Block Sizes – January 8, 2020:
- Self-Certification Letter 20-003
- Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures (Redline)
- Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Options (Redline)
- Nodal Exchange Rulebook Appendix B – Minimum Block Sizes (Redline)
CFTC REGULATION 40.6(A) CERTIFICATION OF THE NODAL EXCHANGE ENVIRONMENTAL INCENTIVE PROGRAM 8 – January 3, 2020:
- Self Certification Letter 20-002
- Exhibit 1 - Environmental Incentive Program 8 - Redacted
- FOIA Confidential Treatment Request 20-002
CFTC REGULATION 40.6(A) CERTIFICATION: NOTIFICATION OF DELISTING 14 NODAL EXCHANGE ENERGY FUTURES CONTRACTS IN MISO – January 2, 2020 :
