Rule Filings
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – Rules 3.5 – 3.7: 21-031:
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – Holiday Schedule:
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – Rule 9.2 & 9.4: 21-029:
CFTC REGULATION 40.2(A) CERTIFICATION of 75 Environmental Futures and Options Contracts – 21-028:
- Self Certification Letters 21-028.01 - 21-028.36
- Self Certification Letters 21-028.37 - 21-028.70
- Self Certification Letters 21-028.71 - 21-028.75
- Exhibit A: September 8, 2021 Addition to Nodal Exchange Appendix A - Contract Specifications
- Exhibit C: September 8, 2021 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
- Request for Confidential Treatment 21-028
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – APPENDIX B and TRANSACTION FEE SCHEDULE: 21-027:
- Self-Certification Letter 21-027
- Redline of the Exchange and Clearing Transaction Fee Schedule 21-027
- Redline of Appendix B – Minimum Block Size 21-027
CFTC Regulation 40.6(a) Certification: Notification of delisting 33 Nodal Exchange Environmental Futures Contracts 21-026:
CFTC Regulation 40.6(a) Certification: Notification of delisting 7 Nodal Exchange Environmental Options Contracts 21-025:
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – 2021 Holiday Schedule:
CFTC REGULATION 40.2(A) CERTIFICATION of 4 ERCOT Power Options Contracts – 21-023:
- Self Certification 21-023.01
- Self Certification 21-023.02
- Self Certification 21-023.03
- Self Certification 21-023.04
- Exhibit A: July 30, 2021 Addition to Nodal Exchange Appendix A - Contract Specifications
- Request for Confidential Treatment 21-023
CFTC REGULATION 40.2(A) CERTIFICATION of 4 PJM Power Futures Contracts – 21-022:
- Self Certification 21-022.01
- Self Certification 21-022.02
- Self Certification 21-022.03
- Self Certification 21-022.04
- Exhibit A: July 21, 2021 Addition to Nodal Exchange Appendix A - Contract Specifications
- Exhibit C: July 21, 2021 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
- Request for Confidential Treatment 21-022
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – APPENDIX B: 21-021:
- Self-Certification Letter 21-021
- Redline of Nodal Exchange Rulebook Appendix B - Minimum Block Sizes 21-021
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE PARTICIPANT AGREEMENT:
CFTC REGULATION 40.6(A) CERTIFICATION OF THE NODAL EXCHANGE ENVIRONMENTAL INCENTIVE PROGRAM 9: 21-019:
- Self Certification 21-019
- Nodal Exchange Environmental Incentive Program 9 - REDACTED - 21-019
- Request for Confidential Treatment 21-019
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – Rule 6.2 & Rule 6.3: 21-018:
CFTC REGULATION 40.2(A) CERTIFICATION of 2 PJM Power Futures Contracts – 21-017:
- Self Certification 21-017.01
- Self Certification 21-017.02
- Exhibit A: June 25, 2021 Addition to Nodal Exchange Appendix A - Contract Specifications
- Exhibit C: June 25, 2021 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
- FOIA Confidential Treatment Request June 23, 2021
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – APPENDIX B: 21-016:
- Self-Certification Letter 21-016
- Redline of Nodal Exchange Rulebook Appendix B - Minimum Block Sizes 21-016
CFTC REGULATION 40.2(A) CERTIFICATION of 23 Environmental Futures Contracts and 23 Environmental Options Contracts – 21-015:
- Self Certification Letters 21-015
- Exhibit A: June 1, 2021 Addition to Nodal Exchange Appendix A - Contract Specifications
- Exhibit C: June 1, 2021 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limit
- FOIA Confidential Treatment Request May 26, 2021
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – TRANSACTION FEE SCHEDULE: 21-014:
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK APPENDIX A AND APPENDIX C: 21-013:
- Self-Certification Letter 21-013
- Exhibit A - Nodal Exchange Appendix A - Contract Specifications 21-013
- Exhibit C - Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 21-013
- Request for Confidential Treatment 21-013
CFTC REGULATION 40.6(A) CERTIFICATION OF THE NODAL EXCHANGE NATURAL GAS STRATEGIC REVENUE SHARE PROGRAM 1: 21-012:
- Self Certification 21-012
- Exhibit 1: Natural Gas Strategic Revenue Share Program 1 - REDACTED 21-012
- Request for Confidential Treatment 21-012
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – Implied Orders 21-011:
- Self-Certification Letter 21-011
- Redline of Nodal Exchange Rulebook Section 1.53
- Redline of Nodal Exchange Rulebook Section 4.4.3
CFTC REGULATION 40.2(A) CERTIFICATION of 2 Power Futures Contracts – 21-010:
- Self Certification Letter 21-010.01
- Self Certification Letter 21-010.02
- Exhibit A: March 31, 2021 Addition to Nodal Exchange Appendix A - Contract Specifications
- Exhibit C: March 31, 2021 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
- Request for Confidential Treatment 21-010
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK APPENDIX A AND APPENDIX C: 21-009:
- Self Certification Letter 21-009
- Exhibit A - Nodal Exchange Appendix A - Contract Specifications 21-009
- Exhibit C - Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 21-009
- Request for Confidential Treatment 21-009
CFTC REGULATION 40.2(A) CERTIFICATION of 16 Environmental Future and Options Contracts – 21-008:
- Self Certification Letters 21-008.01 - 21-008.16
- Exhibit A: March 26, 2021 Addition to Nodal Exchange Appendix A - Contract Specifications
- Exhibit C: March 26, 2021 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
- Request for Confidential Treatment 21-008
CFTC Regulation 40.6(a) Certification: Notification of delisting 6 Nodal Exchange PJM Futures Contracts 21-007:
- Self-Certification Letter 21-007
- Nodal Exchange Rulebook Appendix A - Delisted Contracts 21-007
- Nodal Exchange Rulebook Appendix C - Redline 21-007
CFTC Regulation 40.6(a) Certification: Notification of delisting 4 Nodal Exchange MISO Futures Contracts 21-006:
- Self-Certification Letter 21-006
- Nodal Exchange Rulebook Appendix A - Delisted Contracts 21-006
- Nodal Exchange Rulebook Appendix C - Redline 21-006
CFTC REGULATION 40.2(A) CERTIFICATION of 10 Environmental Future and Options Contracts – 21-005:
- Self Certification Letters 21-005.01 - 21-005.10
- Exhibit A: March 12, 2021 Addition to Nodal Exchange Appendix A - Contract Specifications
- Exhibit C: March 12, 2021 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
- Request for Confidential Treatment 21-005
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO THE NODAL EXCHANGE NATURAL GAS BROKER INCENTIVE PROGRAM: 21-004:
- Self Certification Letter 21-004
- Nodal Exchange Natural Gas Broker Incentive Program - REDACTED 21-004
- Request for Confidential Treatment 21-004
CFTC Regulation 40.6(a) Certification: Notification of delisting 4 Nodal Exchange CAISO Futures Contracts 21-003:
- Self-Certification Letter 21-003
- Nodal Exchange Rulebook Appendix A - 21-003
- Nodal Exchange Rulebook Appendix C - 21-003
CFTC Regulation 40.6(a) Rule Certification: Notification of Revised Nodal Exchange Trading Hours on February 8th through February 12th, 2021 for Power Futures, NG Penultimate Futures and Options1 contracts: 21-002:
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK APPENDIX A AND APPENDIX C: 21-001:
