Rule Filings
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK 4.9.2 and ELECTRONIC TRADE ERROR POLICY:
- Self-Certification Letter 22-005
- Nodal Exchange Rule 4.9.2 Redline 22-005
- Nodal Electronic Trade Error Policy 2022v1
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – APPENDIX A & APPENDIX C: 22-004:
- Self-Certification Letter 22-004
- Exhibit A: Nodal Exchange Appendix A - Contract Specifications 22-004
- Exhibit C: Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 22-004
- Request for Confidential Treatment 22-004
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE PARTICIPANT AGREEMENT & ACCESS FEE SCHEDULE: 22-003:
- Self-Certification Letter 22-003
- Redline - Nodal Exchange Participant Agreement - 22-003
- Nodal Exchange Access Fee Schedule 22-003
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO MARKET TRADING HOURS FOR THE WEEK OF FEBRUARY 7, 2022:
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – APPENDIX A: 22-001: