Rule Filings
CFTC Regulation 40.6(a) Certification: Notification of delisting 4 Nodal Exchange ERCOT Futures Contracts 22-012:
- Self-Certification Letter 22-012
- Nodal Exchange Rulebook Appendix A Delisted Contracts 22-012
- Redline of Nodal Exchange Rulebook Appendix C 22-012
CFTC REGULATION 40.2(A) CERTIFICATION of 6 Power Futures Contracts – 22-011:
- Contract Self Cert Ltr 22-011.01
- Contract Self Cert Ltr 22-011.02
- Contract Self Cert Ltr 22-011.03
- Contract Self Cert Ltr 22-011.04
- Contract Self Cert Ltr 22-011.05
- Contract Self Cert Ltr 22-011.06
- Exhibit A: July 22, 2022 Addition to Nodal Exchange Appendix A - Contract Specifications
- Exhibit C: July 22, 2022 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
- FOIA Confidential Treatment Request July 19, 2022
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – 22-010:
- Self-Certification Letter 22-010
- Exhibit A: Nodal Exchange Appendix A - Contract Specifications - Redline 22-010
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – 22-009:
- Self-Certification Letter 22-009
- Exhibit A: Nodal Exchange Appendix A - Contract Specifications 22-009
- Exhibit C: Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 22-009
- Confidential Treatment 22-009
CFTC REGULATION 40.2(A) CERTIFICATION of Global Emission Reduction (GER) Futures Contract – 22-008:
- Self Certification Letter 22-008
- Exhibit A: June 17, 2022 Addition to Nodal Exchange Appendix A - Contract Specifications 22-008
- Exhibit C: June 17, 2022 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 22-008
- Exhibit D: GER Governance and Methodology Protocol 22-008
- FOIA Confidential Treatment Request 22-008
CFTC REGULATION 40.2(A) CERTIFICATION of 150 Environmental Futures and Options Contracts – 22-007:
- Self Certification Letters 22-007.001 - 22-007.020
- Self Certification Letters 22-007.021 - 22-007.040
- Self Certification Letters 22-007.041 - 22-007.060
- Self Certification Letters 22-007.061 - 22-007.080
- Self Certification Letters 22-007.081 - 22-007.100
- Self Certification Letters 22-007.101 - 22-007.120
- Self Certification Letters 22-007.121 - 22-007.140
- Self Certification Letters 22-007.141 - 22-007.150
- FOIA Confidential Treatment Request 6.13.2022
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – 22-006:
- Self-Certification Letter 22-006
- Redline of the Exchange and Clearing Transaction Fee Schedule - 22-006
- Redline of Appendix B – Minimum Block Size - 22-006
- Redline of No Cancellation Ranges - 22-006
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK 4.9.2 and ELECTRONIC TRADE ERROR POLICY:
- Self-Certification Letter 22-005
- Nodal Exchange Rule 4.9.2 Redline 22-005
- Nodal Electronic Trade Error Policy 2022v1
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – APPENDIX A & APPENDIX C: 22-004:
- Self-Certification Letter 22-004
- Exhibit A: Nodal Exchange Appendix A - Contract Specifications 22-004
- Exhibit C: Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 22-004
- Request for Confidential Treatment 22-004
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE PARTICIPANT AGREEMENT & ACCESS FEE SCHEDULE: 22-003:
- Self-Certification Letter 22-003
- Redline - Nodal Exchange Participant Agreement - 22-003
- Nodal Exchange Access Fee Schedule 22-003
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO MARKET TRADING HOURS FOR THE WEEK OF FEBRUARY 7, 2022:
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – APPENDIX A: 22-001:
