Nodal Exchange Rule Filings
CFTC REGULATION 40.6(A) CERTIFICATION: NOTIFICATION OF DELISTING FOUR (4) NODAL EXCHANGE ENERGY FUTURES CONTRACTS IN MISO:
- Self Certification Letter 20-012
- Nodal Exchange Rulebook Appendix A Deslisted Contracts 20-012
- Redline of Nodal Exchange Rulebook Appendix C 20-012
CFTC REGULATION 40.6(A) CERTIFICATION OF THE CONTINUATION OF THE NODAL EXCHANGE FEE WAIVER INCENTIVE PROGRAM:
- Self Certification Letter 20-011
- Exhibit 1 - Continuation of the Nodal Exchange Fee Waiver Incentive Program - REDACTED
- Confidential Treatment Request 20-011
CFTC REGULATION 40.6(A) CERTIFICATION SUBMISSION OF AMENDMENTS TO THE NODAL EXCHANGE RULEBOOK 4.1.1 Market Hours – January 29, 2020:
CFTC REGULATION 40.2(A) CERTIFICATION of six (6) PJM AEP-DAYTON HUB Option Contracts – January 29, 2020:
- Contract Self Cert Ltr 20-009.01P
- Contract Self Cert Ltr 20-009.02P
- Contract Self Cert Ltr 20-009.03P
- Contract Self Cert Ltr 20-009.04P
- Contract Self Cert Ltr 20-009.05P
- Contract Self Cert Ltr 20-009.06P
- Exhibit A - January 31, 2020 Addition to Contract Specs
CFTC REGULATION 40.6(A) CERTIFICATION SUBMISSION OF AMENDMENTS TO THE NODAL EXCHANGE RULEBOOK 4.1.1 Market Hours – January 22, 2020:
CFTC REGULATION 40.6(A) CERTIFICATION OF THE IMPLEMENTATION OF THE NODAL EXCHANGE POWER INCENTIVE PROGRAM 6 – January 17, 2020:
- Self Certification Letter 20-007
- Exhibit B: Nodal Exchange Power Incentive Program 6 – Redacted
- Request for Confidential Treatment
CFTC REGULATION 40.2(A) CERTIFICATION of California Low Carbon Fuel Standard Future & Option Contract – January 16, 2020:
- Contract Self Cert Ltr 20-006.01
- Contract Self Cert Ltr 20-006.02
- Exhibit A: January 24, 2020 Addition to Nodal Exchange Appendix A - Contract Specifications
- Exhibit C: January 24, 2020 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
- Confidential Treatment Request 20-006
CFTC REGULATION 40.6(A) CERTIFICATION SUBMISSION OF AMENDMENTS TO THE NODAL EXCHANGE RULEBOOK 4.1.1 Market Hours – January 16, 2020:
CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Options – January 10, 2020:
- Self-Certification Letter 20-004
- Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Options (Redline)
CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options; and amendments to Rulebook Appendix B – Minimum Block Sizes – January 8, 2020:
- Self-Certification Letter 20-003
- Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures (Redline)
- Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Options (Redline)
- Nodal Exchange Rulebook Appendix B – Minimum Block Sizes (Redline)
CFTC REGULATION 40.6(A) CERTIFICATION OF THE NODAL EXCHANGE ENVIRONMENTAL INCENTIVE PROGRAM 8 – January 3, 2020:
- Self Certification Letter 20-002
- Exhibit 1 - Environmental Incentive Program 8 - Redacted
- FOIA Confidential Treatment Request 20-002
CFTC REGULATION 40.6(A) CERTIFICATION: NOTIFICATION OF DELISTING 14 NODAL EXCHANGE ENERGY FUTURES CONTRACTS IN MISO – January 2, 2020 :
