Rule Filings

CFTC REGULATION 40.2(A) CERTIFICATION of 4 Environmental Futures Contracts – 22-023:

• Self Certification Letter 22-023.01
• Self Certification Letter 22-023.02
• Self Certification Letter 22-023.03
• Self Certification Letter 22-023.04
• Appendix A _ Contract Specifications 22-023
• Appendix C_ Position Limits and Levels 22-023
• FOIA Confidential Treatment Request 22-023

CFTC REGULATION 40.6(A) CERTIFICATION OF THE CONTINUTATION OF NODAL EXCHANGE ENVIRONMENTAL INCENTIVE PROGRAMS: 22-022:

• Self Certification Letter 22-022
• Nodal Exchange Incentive Program Extensions - REDACTED 22-022
• Request for Confidential Treatment 22-022

CFTC REGULATION 40.2(A) CERTIFICATION of 33 Environmental Futures Contracts – 22-020:

• Self Certification Letters 22-020.01 - 22-020.20
• Self Certification Letters 22-020.21 - 22-020.33
• FOIA Confidential Treatment Request 11.29.22

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK APPENDIX C – 22-021:

• Self-Certification Letter 22-021
• Appendix C Redline - 22-021
• FOIA Confidential Treatment Request 22-021

CFTC REGULATION 40.6(A) CERTIFICATION Submission of Amendments to the Nodal Exchange delivery schedule and last trading day for Nodal Contracts, based on environmental products, with December 2022 expiries:

• Self Certification Letter 22-019

CFTC REGULATION 40.6(A) CERTIFICATION OF THE CONTINUTATION OF NODAL EXCHANGE POWER AND NATURAL GAS INCENTIVE PROGRAMS: 22-018:

• Self Certification Letter 22-018
• Nodal Exchange Incentive Program Extensions - REDACTED 22-018
• Request for Confidential Treatment 22-018

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – 22-017:

• Self-Certification Letter 22-017
• Redline of the Exchange and Clearing Transaction Fee Schedule November 21, 2022
• Redline of Appendix B – Minimum Block Size November 21, 2022
• Redline of the Nodal Electronic Trade Error Policy November 21, 2022

CFTC REGULATION 40.2(A) CERTIFICATION of 2 MISO Power Futures Contracts – 22-016:

• Self Certification Letter 22-016.01
• Self Certification Letter 22-016.02
• Exhibit A - October 25, 2022 Addition to Contract Specifications
• Exhibit C - October 25, 2022 Addition to Reporting Levels, Accountability Levels and Position Limits
• FOIA Confidential Treatment Request October 19, 2022

CFTC Regulation 40.6(a) Certification: Notification of delisting 2 Nodal Exchange Futures Contracts 22-015:

• Self-Certification Letter 22-015
• Nodal Exchange Rulebook Appendix A Delisted Contracts 22-015
• Redline of Nodal Exchange Rulebook Appendix C 22-015

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE, LLC LIMITED LIABILITY COMPANY AGREEMENT – 22-014:

• Self-Certification Letter 22-014
• Redline of Nodal Exchange, LLC Limited Liability Company Agreement

CFTC REGULATION 40.2(A) CERTIFICATION of 94 PJM Power Futures Contracts – 22-013:

• Self Certification Letters 22-013.01 - 22-013.20
• Self Certification Letters 22-013.21 - 22-013.40
• Self Certification Letters 22-013.41 - 22-013.60
• Self Certification Letters 22-013.61 - 22-013.80
• Self Certification Letters 22-013.81 - 22-013.94
• FOIA Confidential Treatment Request August 22, 2022

CFTC Regulation 40.6(a) Certification: Notification of delisting 4 Nodal Exchange ERCOT Futures Contracts 22-012:

• Self-Certification Letter 22-012
• Nodal Exchange Rulebook Appendix A Delisted Contracts 22-012
• Redline of Nodal Exchange Rulebook Appendix C 22-012

CFTC REGULATION 40.2(A) CERTIFICATION of 6 Power Futures Contracts – 22-011:

• Contract Self Cert Ltr 22-011.01
• Contract Self Cert Ltr 22-011.02
• Contract Self Cert Ltr 22-011.03
• Contract Self Cert Ltr 22-011.04
• Contract Self Cert Ltr 22-011.05
• Contract Self Cert Ltr 22-011.06
• Exhibit A: July 22, 2022 Addition to Nodal Exchange Appendix A - Contract Specifications
• Exhibit C: July 22, 2022 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
• FOIA Confidential Treatment Request July 19, 2022

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – 22-010:

• Self-Certification Letter 22-010
• Exhibit A: Nodal Exchange Appendix A - Contract Specifications - Redline 22-010

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – 22-009:

• Self-Certification Letter 22-009
• Exhibit A: Nodal Exchange Appendix A - Contract Specifications 22-009
• Exhibit C: Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 22-009
• Confidential Treatment 22-009

CFTC REGULATION 40.2(A) CERTIFICATION of Global Emission Reduction (GER) Futures Contract – 22-008:

• Self Certification Letter 22-008
• Exhibit A: June 17, 2022 Addition to Nodal Exchange Appendix A - Contract Specifications 22-008
• Exhibit C: June 17, 2022 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 22-008
• Exhibit D: GER Governance and Methodology Protocol 22-008
• FOIA Confidential Treatment Request 22-008

CFTC REGULATION 40.2(A) CERTIFICATION of 150 Environmental Futures and Options Contracts – 22-007:

• Self Certification Letters 22-007.001 - 22-007.020
• Self Certification Letters 22-007.021 - 22-007.040
• Self Certification Letters 22-007.041 - 22-007.060
• Self Certification Letters 22-007.061 - 22-007.080
• Self Certification Letters 22-007.081 - 22-007.100
• Self Certification Letters 22-007.101 - 22-007.120
• Self Certification Letters 22-007.121 - 22-007.140
• Self Certification Letters 22-007.141 - 22-007.150
• FOIA Confidential Treatment Request 6.13.2022

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – 22-006:

• Self-Certification Letter 22-006
• Redline of the Exchange and Clearing Transaction Fee Schedule - 22-006
• Redline of Appendix B – Minimum Block Size - 22-006
• Redline of No Cancellation Ranges - 22-006

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK 4.9.2 and ELECTRONIC TRADE ERROR POLICY:

• Self-Certification Letter 22-005
• Nodal Exchange Rule 4.9.2 Redline 22-005
• Nodal Electronic Trade Error Policy 2022v1

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – APPENDIX A & APPENDIX C: 22-004:

• Self-Certification Letter 22-004
• Exhibit A: Nodal Exchange Appendix A - Contract Specifications 22-004
• Exhibit C: Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 22-004
• Request for Confidential Treatment 22-004

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE PARTICIPANT AGREEMENT & ACCESS FEE SCHEDULE: 22-003:

• Self-Certification Letter 22-003
• Redline - Nodal Exchange Participant Agreement - 22-003
• Nodal Exchange Access Fee Schedule 22-003

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO MARKET TRADING HOURS FOR THE WEEK OF FEBRUARY 7, 2022:

• Self-Certification Letter 22-002

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – APPENDIX A: 22-001:

• Self-Certification Letter 22-001
• 22-001 - Appendix A - Redline - Deliverable Product
• 22-001 - Appendix A - Redline - first trading day