Nodal Exchange Rule Filings

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO THE NODAL EXCHANGE NATURAL GAS BROKER INCENTIVE PROGRAM: 21-004:

• Self Certification Letter 21-004
• Nodal Exchange Natural Gas Broker Incentive Program - REDACTED 21-004
• Request for Confidential Treatment 21-004

CFTC Regulation 40.6(a) Certification: Notification of delisting 4 Nodal Exchange CAISO Futures Contracts 21-003:

• Self-Certification Letter 21-003
• Nodal Exchange Rulebook Appendix A - 21-003
• Nodal Exchange Rulebook Appendix C - 21-003

CFTC Regulation 40.6(a) Rule Certification: Notification of Revised Nodal Exchange Trading Hours on February 8th through February 12th, 2021 for Power Futures, NG Penultimate Futures and Options1 contracts: 21-002:

• Self-Certification Letter 21-002

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK APPENDIX A AND APPENDIX C: 21-001:

• Self Certification Letter 21-001
• Exhibit A: Nodal Exchange Appendix A - Contract Specifications Redline 21-001
• Exhibit C: Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits Redline 21-001
• Request for Confidential Treatment 21-001