Rule Filings

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE AND CLEARING TRANSACTION FEE SCHEDULE – 22-027:

• Self-Certification Letter 22-027
• Redline of the Exchange and Clearing Transaction Fee Schedule 22-027

CFTC REGULATION 40.2(A) CERTIFICATION of 8 Power Futures Contracts – 22-026:

• Self Certification Letters 22-026
• FOIA Confidential Treatment Request December 9, 2022

CFTC Regulation 40.6(a) Certification: Notification of delisting 59 Nodal Exchange Environmental Futures and Options Contracts 22-024:

• Self-Certification Letter 22-024
• Nodal Exchange Rulebook Appendix A Delisted Futures Contracts 22-024
• Nodal Exchange Rulebook Appendix A Delisted Options Contracts 22-024

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – 22-025:

• Self-Certification Letter 22-025
• Redline of Nodal Exchange Rulebook 4.1 - 22-025
• Redline of Nodal Exchange Rulebook 4.6.4 - 22-025

CFTC REGULATION 40.2(A) CERTIFICATION of 4 Environmental Futures Contracts – 22-023:

• Self Certification Letter 22-023.01
• Self Certification Letter 22-023.02
• Self Certification Letter 22-023.03
• Self Certification Letter 22-023.04
• Appendix A _ Contract Specifications 22-023
• Appendix C_ Position Limits and Levels 22-023
• FOIA Confidential Treatment Request 22-023

CFTC REGULATION 40.6(A) CERTIFICATION OF THE CONTINUTATION OF NODAL EXCHANGE ENVIRONMENTAL INCENTIVE PROGRAMS: 22-022:

• Self Certification Letter 22-022
• Nodal Exchange Incentive Program Extensions - REDACTED 22-022
• Request for Confidential Treatment 22-022

CFTC REGULATION 40.2(A) CERTIFICATION of 33 Environmental Futures Contracts – 22-020:

• Self Certification Letters 22-020.01 - 22-020.20
• Self Certification Letters 22-020.21 - 22-020.33
• FOIA Confidential Treatment Request 11.29.22

CFTC REGULATION 40.6(A) CERTIFICATION Submission of Amendments to the Nodal Exchange delivery schedule and last trading day for Nodal Contracts, based on environmental products, with December 2022 expiries:

• Self Certification Letter 22-019

CFTC REGULATION 40.6(A) CERTIFICATION OF THE CONTINUTATION OF NODAL EXCHANGE POWER AND NATURAL GAS INCENTIVE PROGRAMS: 22-018:

• Self Certification Letter 22-018
• Nodal Exchange Incentive Program Extensions - REDACTED 22-018
• Request for Confidential Treatment 22-018

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – 22-017:

• Self-Certification Letter 22-017
• Redline of the Exchange and Clearing Transaction Fee Schedule November 21, 2022
• Redline of Appendix B – Minimum Block Size November 21, 2022
• Redline of the Nodal Electronic Trade Error Policy November 21, 2022

CFTC REGULATION 40.2(A) CERTIFICATION of 2 MISO Power Futures Contracts – 22-016:

• Self Certification Letter 22-016.01
• Self Certification Letter 22-016.02
• Exhibit A - October 25, 2022 Addition to Contract Specifications
• Exhibit C - October 25, 2022 Addition to Reporting Levels, Accountability Levels and Position Limits
• FOIA Confidential Treatment Request October 19, 2022

CFTC Regulation 40.6(a) Certification: Notification of delisting 2 Nodal Exchange Futures Contracts 22-015:

• Self-Certification Letter 22-015
• Nodal Exchange Rulebook Appendix A Delisted Contracts 22-015
• Redline of Nodal Exchange Rulebook Appendix C 22-015

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE, LLC LIMITED LIABILITY COMPANY AGREEMENT – 22-014:

• Self-Certification Letter 22-014
• Redline of Nodal Exchange, LLC Limited Liability Company Agreement

CFTC REGULATION 40.2(A) CERTIFICATION of 94 PJM Power Futures Contracts – 22-013:

• Self Certification Letters 22-013.01 - 22-013.20
• Self Certification Letters 22-013.21 - 22-013.40
• Self Certification Letters 22-013.41 - 22-013.60
• Self Certification Letters 22-013.61 - 22-013.80
• Self Certification Letters 22-013.81 - 22-013.94
• FOIA Confidential Treatment Request August 22, 2022

CFTC Regulation 40.6(a) Certification: Notification of delisting 4 Nodal Exchange ERCOT Futures Contracts 22-012:

• Self-Certification Letter 22-012
• Nodal Exchange Rulebook Appendix A Delisted Contracts 22-012
• Redline of Nodal Exchange Rulebook Appendix C 22-012

CFTC REGULATION 40.2(A) CERTIFICATION of 6 Power Futures Contracts – 22-011:

• Contract Self Cert Ltr 22-011.01
• Contract Self Cert Ltr 22-011.02
• Contract Self Cert Ltr 22-011.03
• Contract Self Cert Ltr 22-011.04
• Contract Self Cert Ltr 22-011.05
• Contract Self Cert Ltr 22-011.06
• Exhibit A: July 22, 2022 Addition to Nodal Exchange Appendix A - Contract Specifications
• Exhibit C: July 22, 2022 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
• FOIA Confidential Treatment Request July 19, 2022

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – 22-010:

• Self-Certification Letter 22-010
• Exhibit A: Nodal Exchange Appendix A - Contract Specifications - Redline 22-010

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – 22-009:

• Self-Certification Letter 22-009
• Exhibit A: Nodal Exchange Appendix A - Contract Specifications 22-009
• Exhibit C: Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 22-009
• Confidential Treatment 22-009

CFTC REGULATION 40.2(A) CERTIFICATION of Global Emission Reduction (GER) Futures Contract – 22-008:

• Self Certification Letter 22-008
• Exhibit A: June 17, 2022 Addition to Nodal Exchange Appendix A - Contract Specifications 22-008
• Exhibit C: June 17, 2022 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 22-008
• Exhibit D: GER Governance and Methodology Protocol 22-008
• FOIA Confidential Treatment Request 22-008

CFTC REGULATION 40.2(A) CERTIFICATION of 150 Environmental Futures and Options Contracts – 22-007:

• Self Certification Letters 22-007.001 - 22-007.020
• Self Certification Letters 22-007.021 - 22-007.040
• Self Certification Letters 22-007.041 - 22-007.060
• Self Certification Letters 22-007.061 - 22-007.080
• Self Certification Letters 22-007.081 - 22-007.100
• Self Certification Letters 22-007.101 - 22-007.120
• Self Certification Letters 22-007.121 - 22-007.140
• Self Certification Letters 22-007.141 - 22-007.150
• FOIA Confidential Treatment Request 6.13.2022

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – 22-006:

• Self-Certification Letter 22-006
• Redline of the Exchange and Clearing Transaction Fee Schedule - 22-006
• Redline of Appendix B – Minimum Block Size - 22-006
• Redline of No Cancellation Ranges - 22-006

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK 4.9.2 and ELECTRONIC TRADE ERROR POLICY:

• Self-Certification Letter 22-005
• Nodal Exchange Rule 4.9.2 Redline 22-005
• Nodal Electronic Trade Error Policy 2022v1

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – APPENDIX A & APPENDIX C: 22-004:

• Self-Certification Letter 22-004
• Exhibit A: Nodal Exchange Appendix A - Contract Specifications 22-004
• Exhibit C: Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 22-004
• Request for Confidential Treatment 22-004

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE PARTICIPANT AGREEMENT & ACCESS FEE SCHEDULE: 22-003:

• Self-Certification Letter 22-003
• Redline - Nodal Exchange Participant Agreement - 22-003
• Nodal Exchange Access Fee Schedule 22-003

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO MARKET TRADING HOURS FOR THE WEEK OF FEBRUARY 7, 2022:

• Self-Certification Letter 22-002

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK – APPENDIX A: 22-001:

• Self-Certification Letter 22-001
• 22-001 - Appendix A - Redline - Deliverable Product
• 22-001 - Appendix A - Redline - first trading day