Rule Filings
CFTC Reg 40.2(a): Certification of SPP WR DA On-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP WR DA Off-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP WAUE DA On-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP WAUE DA Off-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP SPS DA On-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP SOUTHHUB RT On-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP SOUTHHUB RT Off-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP NOPTHHUB RT On-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP NOPTHHUB RT Off-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP NOPTHHUB DA On-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP NOPTHHUB DA Off-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP SCSE DA On-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP SCSE DA Off-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP RCEAST DA On-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP RCEAST DA Off-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP KEENANWD DA On-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP KEENANWD DA Off-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP OKGEBALKOWD1 DA On-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP OKGEBALKOWD1 DA Off-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP OKGE DA Off-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP OKGE DA On-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP MISO DA On-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP MISO DA Off-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP MCWEST DA On-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP MCWEST DA Off-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP LAM345 DA On-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP LAM345 DA Off-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP ERCOTN DA On-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP ERCOTN DA Off-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP ERCOTE DA On-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP ERCOTE DA Off-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP EDDY DA Off-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of MISO.SWPP DA Off-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of MISO.SWPP DA On-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP BLKW DA Off-Peak – November 30, 2015:
- Self Certification Letter - Nov 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Reg 40.2(a): Certification of SPP BLKW DA On-Peak – November 30, 2015:
CFTC Regulation 40.6(a) Certification: Broker Incentives – November 13, 2015:
- Broker Incentive Self Certification Letter - Nov 13 2015
- FOIA Confidential Treatment Request Letter - Nov 13 2015
CFTC Regulation 40.6(a) Certification: Amendments to the Nodal Exchange Participant Agreement – November 13, 2015:
- Participant Agreement Self Certification Letter - Nov 13 2015
- Participant Agreement Redline - Nov 13 2015
CFTC Reg 40.2(a): Certification: New Products Offered for Trading on Nodal Exchange – November 13, 2015:
- New Products Self Certification Letter - Nov 13 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Regulation 40.2(a): Certification: Notification of Products Offered for Trading on Nodal Exchange, LLC – October 30, 2015:
- Contract Self-Certification Letter - Oct 30 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Regulation 40.6(a) Certification: Delisting of Two Nodal Exchange CAISO Power Futures Contracts – October 27, 2015:
CFTC Regulation 40.6(a): Submission of Amendment to the Nodal Exchange Rulebook – October 2, 2015:
- Exchange Rulebook Change Self-Certification Letter - Oct 2 2015
- Redline of Amended Exchange Rulebook - Oct 2 2015
CFTC Regulation 40.2(a): Certification: Notification of Products Offered for Trading on Nodal Exchange, LLC – August 20, 2015:
- Contract Self-Certification Letter - August 20 2015
- Contract Specifications (Rulebook Appendix A)
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - pdf version
CFTC Regulation 40.2(a): Certification: Notification of Products Offered for Trading on Nodal Exchange, LLC – July 16, 2015:
- Contract Self-Certification Letter - July 16 2015
- Contract Specifications (Rulebook Appendix A)
- Redline of Nodal Exchange Rulebook Appendix C - Jul 10 2015
CEA Section 5c(c)(1) and CFTC Regulation 40.6(a) Certification: Amendments to the Nodal Exchange Participant Agreement – June 24, 2015:
CFTC Regulation 40.6(a): Emergency Rule Certification: Notification of Revised Nodal Exchange MISO Power Energy Futures Contracts – March 20, 2015:
- Contract Self-Certification Letter - Mar 20 2015
- Nodal Exchange Rulebook Appendix A Revised Contracts - Mar 20 2015
CEA Section 5c(c)(1) and CFTC Regulation 40.6(a): Certification: Amendments to Minimum Block Trade Size for Electric Power Futures Contracts – February 09, 2015: