Rule Filings
CFTC REGULATION 40.2(A) CERTIFICATION of 2 MISO Power Futures Contracts: 24-027:
- Self Certification 24-027.01
- Self Certification 24-027.02
- Exhibit A: July 31, 2024 Addition to Nodal Exchange Appendix A - Contract Specifications
- Exhibit C: July 31, 2024 Addition to Nodal Exchange Appendix C – Reporting Levels, Accountability Levels and Position Limits
- FOIA Confidential Treatment Request July 23, 2024
CFTC REGULATION 40.6(A) CERTIFICATION – Amendments to Nodal Exchange Open Interest Program 1: 24-026:
- Self Certification Letter 24-026
- Exhibit 2 - Nodal Exchange Open Interest Program 1 - REDACTED 24-026
- FOIA Confidential Treatment Request 24-026
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rule 9.11.2 – Requirements for Non-U.S. Participants and Customers: 24-024:
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook Appendix C: 24-023:
- Self-Certification Letter 24-023
- Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 24-023
- FOIA Confidential Treatment Request 24-023
CFTC Regulation 40.6(a) Certification: Notification of delisting 4 Power Futures contracts and 1 power option contract: 24-025:
- Self-Certification Letter 24-025
- List of Delisted Contracts 24-025
- Nodal Exchange Rulebook Appendix A Delisted Contracts 24-025
CFTC REGULATION 40.6(A) CERTIFICATION – Nodal Exchange Open Interest Program 1: 24-021:
- Self Certification Letter 24-021
- Exhibit 2 - Nodal Exchange Open Interest Program I - REDACTED 24-021
- FOIA Confidential Treatment Request 24-021
CFTC REGULATION 40.6(A) CERTIFICATION – Extension of Environmental Incentive Programs 24-022:
- Self Certification 24-022
- Exhibit B - REDACTED PROGRAMS 24-022
- Request for Confidential Treatment 24-022
CFTC Regulation 40.6(a) Certification: Notification of delisting 49 Environmental Futures contracts 24-018:
- Self-Certification Letter 24-018
- Nodal Exchange Rulebook Appendix A Delisted Contracts 24-018
- Nodal Exchange Rulebook Appendix C Delisted Contracts 24-018
- List of Delisted Contracts 24-018
CFTC Regulation 40.6(a) Certification: Notification of delisting 25 Environmental Options contracts 24-019:
- Self-Certification Letter 24-019
- Nodal Exchange Rulebook Appendix A Delisted Contracts 24-019
- List of Delisted Contracts 24-019
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rule 9.11.2 – Requirements for Non-U.S. Participants and Customers:
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook Appendix B – Minimum Block Size and Nodal Electronic Trade Error Policy 24-017:
- Self-Certification Letter 24-017
- Nodal Exchange Appendix B – REDLINE 24-017
- Nodal Electronic Trade Error Policy - REDLINE 24-017
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook: Rule 4.16 Exchange Staff Services and Nodal Rule 9.10 Limitation of Liability: No Warranties:
- Self-Certification Letter 24-016
- Nodal Exchange Rule 4.16 REDLINE: 24-016
- Nodal Exchange Rule 9.10 REDLINE: 24-016
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook Appendix C:
- Self-Certification Letter 24-015
- Exhibit C: Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 24-015
- FOIA Confidential Treatment Request 24-015
CFTC REGULATION 40.6(A) Certification of the Nodal Exchange Environmental Incentive Program 10 – 24-014:
- Self Certification Letter 24-014
- Exhibit 2 - Nodal Exchange Environmental Incentive Program 10 - Redacted 24-014
- FOIA Confidential Treatment Request 24-014
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook Section VII Discipline and Enforcement:
CFTC Regulation 40.6(a) Certification: Notification of delisting 4 Power Futures contracts 24-012:
- Self-Certification Letter 24-012
- Appendix A - Delisted Contracts 24-012
- Appendix C - Delisted Contracts 24-012
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook Appendix C for ISONE.H.Internal_Hub Contracts:
- Self-Certification Letter 24-011
- Exhibit C – Reporting Levels, Accountability Levels and Position Limits - REDLINE 24-011
- FOIA Confidential Treatment Request 24-011
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook Appendix C for PJM CPP Monthly Day Ahead On-Peak and Off-Peak Energy + Congestion Contracts:
- Self-Certification Letter 24-010
- Exhibit C – Reporting Levels, Accountability Levels and Position Limits - REDLINE 24-010
- FOIA Confidential Treatment Request 24-010
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook Appendix A – Contract Specifications for all Maryland Compliance Renewable Energy Certificate Tier 1 contracts:
- Self-Certification Letter 24-009
- Exhibit A: Nodal Exchange Appendix A - Contract Specifications REDLINE 24-009
- Exhibit B: Nodal Contract List 24-009
CFTC REGULATION 40.2(A) CERTIFICATION of 2 Power Futures Contracts:
- Self Certification 24-008.01
- Self Certification 24-008.02
- Exhibit A - Contract Specfications - PJM CPP on and off dap 24-008
- Exhibit C - Reporting Levels, Accountability Levels and Position Limits 24-008
- Request for Confidential Treatment 24-008
CFTC REGULATION 40.2(A) CERTIFICATION of 2 Power Futures Contracts:
- Contract Self Cert Ltr 24-007.01
- Contract Self Cert Ltr 24-007.02
- Exhibit A: March 27, 2024 Addition to Appendix A - Contract Specifications
- Exhibit C: March 27, 2024 Addition to Appendix C - Reporting Levels, Accountability Levels and Position Limits
- Request for Confidential Treatment 24-007
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook Appendix A – Contract Specifications for all back half futures on environmental contracts from CRS listed facilities:
- Self-Certification Letter 24-006
- Exhibit A: Nodal Exchange Appendix A - Contract Specifications REDLINE 24-006
- Exhibit B: Nodal Contract List 24-006
CFTC REGULATION 40.6(A) Certification of the Natural Gas Futures Market Maker Incentive Program 2 – 24-005:
- Self Certification Letter 24-005
- Exhibit 2: Natural Gas Futures Market Maker Incentive Program 2 - REDACTED 24-005
- FOIA Confidential Treatment Request 24-005
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rules 4.7.2(f) and 9.11.2:
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange and Clearing Transaction Fee Schedule:
- Self-Certification Letter 24-003
- Redline of the Exchange and Clearing Transaction Fee Schedule 24-003
CFTC REGULATION 40.6(A) CERTIFICATION OF EXTENSION OF MARKET TRADING HOURS FOR FEBRUARY 5th to FEBRUARY 8th:
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook – Exchange for Swap/Exchange for Risk:
