Nodal Exchange Notices
Marex Spectron International Ltd. summary fine for violation of Nodal Exchange Rule 4.6.2(f) Block Trade reporting – October 1, 2020:
ICAP Energy LLC summary fine for violation of Nodal Exchange Rule 4.6.2(f) Block Trade reporting – September 30, 2020:
October 2, 2020: CFTC Regulation 40.6(d): Weekly Notice: Non-substantive revisions to Appendix C:
- October 2, 2020 Weekly Notice
- Nodal Exchange, LLC Rulebook Appendix C: Reporting Levels, Accountability Levels and Position Limits (redline) October 2, 2020
August 17, 2020: CFTC Regulation 40.6(d): Weekly Notice: Non-substantive revisions to Contract Specifications:
August 4, 2020: CFTC Regulation 40.6(d): Weekly Notice: Non-substantive revisions to Contract Specifications:
July 8, 2020: CFTC Regulation 40.6(d): Weekly Notice: Non-substantive revisions to Contract Specifications:
TFS Energy Futures LLC summary fine for violation of Nodal Exchange Rule 4.6.2(f) Block Trade reporting – July 2, 2020:
March 26, 2020: CFTC Regulation 40.6(d): Weekly Notice: Non-substantive revisions to Contract Specifications:
