Rule Filings
CFTC Regulation 40.6(a): Submission of Amendment to Rule 6.5.7 of the Nodal Exchange Rulebook – December 24, 2013:
- Exchange Rule Self-Certification Letter - Dec 24 2013
- Redline of Amended Exchange Rule 6.5.7 - Jan 9 2014
CFTC Regulation 40.6(a): Submission of Amendment to Appendix C of the Nodal Exchange Rulebook – November 25, 2013:
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) Self-Certification Letter - Nov 25, 2013
- Contract Reporting Levels, Position Accountability Levels and Position Limits (Rulebook Appendix C) - Nov 25, 2013
CFTC Regulation 40.6(a): Submission of Amendment to Rule 4.11 of the Nodal Exchange Rulebook – October 14, 2013:
- Exchange Rule Self-Certification Letter - Oct 14 2013
- Redline of Amended Exchange Rule 4.11 - Oct 29 2013
CFTC Regulation 40.6(a): Submission of Amendment to Rule 9.1 of the Nodal Exchange Rulebook – October 1, 2013:
- Exchange Rule Self-Certification Letter - Oct 1 2013
- Redline of Amended Exchange Rule 9.1 - Oct 15 2013
CFTC Regulation 40.2(a) Certification: Notification of Products Offered for Trading on Nodal Exchange, LLC – September 30, 2013:
