Rule Filings
CFTC Regulation 40.6(a) Certification: Notification of delisting 2 Power Futures contracts 23-039:
- Self-Certification Letter 23-039
- Appendix A - Delisted Contracts 23-039
- Appendix C - Delisted Contracts 23-039
CFTC REGULATION 40.2(A) CERTIFICATION of 2 Power Futures Contracts:
- Self Certification 23-038.01
- Self Certification 23-038.02
- Exhibit A: November 28, 2023 Addition to Nodal Exchange Appendix A - Contract Specifications
- Exhibit C: November 28, 2023 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
- Request for Confidential Treatment 23-038
CFTC REGULATION 40.2(A) CERTIFICATION of 23 Power Futures Contracts:
- Self Certification Letters 23-036.01 - 23-036.23
- Exhibit A - Contract Specifications 23-036
- Exhibit C - Limits and Levels 23-036
- FOIA Confidential Treatment Request 11.15.2023
CFTC REGULATION 40.2(A) CERTIFICATION of 3 Environmental Contracts:
- Self Certification Letter 23-037.01
- Self Certification Letter 23-037.02
- Self Certification Letter 23-037.03
- Exhibit A - Contract Specifications 23-037
- Exhibit C - Limits and Levels 23-037
- Request for Confidential Treatment 23-037
CFTC REGULATION 40.6(A) CERTIFICATION – Extension of Environmental Incentive Programs 23-035:
- Self Certification 23-035
- Exhibit B - Redacted Programs 23-035
- Request for Confidential Treatment 23-035
CFTC REGULATION 40.6(A) CERTIFICATION – Extension of Power and Natural Gas Incentive Programs 23-034:
- Self Certification 23-034
- Exhibit B - Redacted Programs 23-034
- Request for Confidential Treatment 23-034
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook Appendix C:
- Self-Certification Letter 23-033
- Nodal Exchange Rulebook Appendix C - REDLINE 23-033
- FOIA Confidential Treatment Request 23-033
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook:
CFTC Regulation 40.6(a) Certification: Notification of delisting 8 Power Futures contracts 23-030:
- Self-Certification Letter 23-030
- Nodal Exchange Rulebook Appendix A - Delisted Contracts 23-030
- Nodal Exchange Rulebook Appendix C - Delisted Contracts 23-030
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook and Participant Agreement:
- Self-Certification Letter 23-031
- Nodal Exchange Participant Agreement REDLINE 23-031
- Nodal Exchange Rulebook REDLINE 23-031
CFTC Regulation 40.6(a) Certification: Amendments to Nodal Exchange Appendix A – Contract Specifications for all Power Futures:
- Self-Certification Letter 23-029
- Exhibit A - Contract Specifications REDLINE 23-029
- Exhibit B - List of contracts 23-029
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Rule 4.2.2 Trading Status:
CFTC Regulation 40.6(a) Certification: Amendments to Nodal Exchange Appendix A – Contract Specifications for the Texas Compliance Renewable Energy Certificate from CRS Listed Facilities Vintage 2021- 2035 Front Half and Back Half Options due to changes in the Texas Renewable Energy Program:
CFTC Regulation 40.6(a) Certification: Amendments to Nodal Exchange Appendix A – Contract Specifications updating Minimum Tick and Settlement Price Precision from $0.25 to $0.01 for Oregon Clean Fuels Program future, California Low Carbon Fuel Standard future and Washington Clean Fuels Program future 23-026:
- Self-Certification Letter 23-026
- Exhibit A: Nodal Exchange Appendix A - Contract Specifications - Redline 23-026
CFTC Regulation 40.6(a) Certification: Amendments to Nodal Exchange Appendix A – Contract Specifications for the Texas Compliance Renewable Energy Certificate from CRS Listed Facilities Vintage 2021- 2035 Front Half and Back Half Futures due to changes in the Texas Renewable Energy Program:
CFTC REGULATION 40.2(A) CERTIFICATION of 8 Power Contracts:
- Exhibit A - Contract Specifications 23-024
- Exhibit C - limits and levels 23-024
- FOIA Confidential Treatment Request September 5th 2023
- Self Certification Letter 23-024.01
- Self Certification Letter 23-024.02
- Self Certification Letter 23-024.03
- Self Certification Letter 23-024.04
- Self Certification Letter 23-024.05
- Self Certification Letter 23-024.06
- Self Certification Letter 23-024.07
- Self Certification Letter 23-024.08
CFTC REGULATION 40.2(A) CERTIFICATION of 5 Environmental Contracts:
- Exhibit A - Environmental Contract Specifications Futures 23-023
- Exhibit C - Limits and Levels 23-023
- FOIA Confidential Treatment Request 8.3.2023
- Self Certification Letter 23-023.01
- Self Certification Letter 23-023.02
- Self Certification Letter 23-023.03
- Self Certification Letter 23-023.04
- Self Certification Letter 23-023.05
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments for Washington Clean Fuels Program:
- Self-Certification Letter 23-023
- Appendix B – Minimum Block Sizes - REDLINE 23-023
- Electronic Trade Error Policy – REDLINE 23-023
- Nodal Rule 3.6 - REDLINE 23-023
- Exchange and Clearing Transaction Fee Schedule – REDLINE 23-023
CFTC Regulation 40.6(a) Certification: Notification of delisting 4 Power Futures contracts 23-022:
- Self-Certification Letter 23-022
- Nodal Exchange Rulebook Appendix A Delisted Contracts 23-022
- Nodal Exchange Rulebook Appendix C Delisted Contracts 23-022
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Amendments to the Nodal Exchange delivery schedule and last trading day for Nodal Contracts, based on environmental products, with December 2023 expiries:
- Self Certification Letter 23-021
- Exhibit A - Nodal Environmental Contracts with December 2023 expiry 23-021
CFTC REGULATION 40.2(A) CERTIFICATION of 7 Options Contracts:
- Appendix A - Contract Specifications additions 23-020
- Self Certification Letter 23-020.01
- Self Certification Letter 23-020.02
- Self Certification Letter 23-020.03
- Self Certification Letter 23-020.04
- Self Certification Letter 23-020.05
- Self Certification Letter 23-020.06
- Self Certification Letter 23-020.07
CFTC Regulation 40.6(a) Certification: Amendments to Nodal Exchange Appendix A – Contract Specifications Power & Natural Gas Options:
- Self-Certification Letter 23-019
- Appendix A - Contract Specifications Power & Natural Gas Options REDLINE 23-019
CFTC Regulation 40.6(a) Certification: Amendments to Nodal Exchange Appendix A – Contract Specifications Environmental Options:
CFTC REGULATION 40.2(A) CERTIFICATION of 42 Power Futures Contracts:
- Self Certification Letters 23-017.01 - 23-017.21
- Self Certification Letters 23-017.22 - 23-017.42
- Exhibit A - Contract Specifications 23-017
- Exhibit C - Levels and Limits 23-017
- FOIA Confidential Treatment Request 23-017
CFTC Regulation 40.6(a) Certification: Extension of Environmental Incentive Programs:
- Self Certification Letter 23-016
- Environmental Broker Incentive Program REDACTED - 23-016
- Environmental Incentive Program 9 REDACTED - 23-016
- FOIA Confidential Treatment Request 23-016
CFTC Regulation 40.6(a) Certification: Amendments to Nodal Exchange Trading Hours:
CFTC REGULATION 40.2(A) CERTIFICATION of 27 Environmental Futures Contracts:
- Self Certification Letters 23-013.01 - 23-013.14
- Self Certification Letters 23-013.15 - 23-013.27
- Requests for Confidential Treatment 23-013
CFTC Regulation 40.6(a) Certification: Amendments to Nodal Exchange Appendix B – Minimum Block Sizes:
CFTC Regulation 40.6(a) Certification: Amendments to Nodal Exchange Broker Agreement:
CFTC Regulation 40.6(a) Certification: Notification of delisting 6 Power Futures contracts 23-011:
- Self-Certification Letter 23-011
- Nodal Exchange Rulebook Appendix A Delisted Contracts 23-011
- Nodal Exchange Rulebook Appendix C Delisted Contracts 23-011
CFTC REGULATION 40.2(A) CERTIFICATION of 8 Environmental Options Contracts – 23-010:
- Self Certification Letter 23-010.01
- Self Certification Letter 23-010.02
- Self Certification Letter 23-010.03
- Self Certification Letter 23-010.04
- Self Certification Letter 23-010.05
- Self Certification Letter 23-010.06
- Self Certification Letter 23-010.07
- Self Certification Letter 23-010.08
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO THE NATURAL GAS STRATEGIC REVENUE SHARE PROGRAM 1 – 23-009:
- Self Certification Letter 23-009
- Natural Gas Strategic Revenue Share Program 1 - REDACTED - 23-009
- Confidential Treatment Request - 23-009
CFTC REGULATION 40.2(A) CERTIFICATION of 16 Environmental Futures & Options Contracts:
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO APPENDIX A – Global Emission Reduction (GER) – 23-007:
- Self-Certification Letter 23-007
- Exhibit A: Nodal Exchange Appendix A - GER Contract Specifications 23-007
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO APPENDIX B – MINIMUM BLOCK SIZE:
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE & CLEARING TRANSACTION FEE SCHEDULE – 23-005:
- Self-Certification Letter 23-005
- Redline of the Exchange and Clearing Transaction Fee Schedule 23-005
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE APPENDIX A AND RULE 4.10.4 – 23-004:
- Self-Certification Letter 23-004
- Appendix A - Contract Specifications 23-004
- Nodal Exchange Rule 4.10.4 Redline 23-004
CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE APPENDIX A, APPENDIX C AND THE EXCHANGE AND CLEARING TRANSACTION FEE SCHEDULE RE: CSAPR NOX Ozone Szn Group 2 and Group 3 futures contracts – 23-003:
- Self-Certification Letter 23-003
- Exhibit A: Nodal Exchange Appendix A - Contract Specifications 23-003
- Exhibit C: Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 23-003
- Nodal Exchange and Clearing Transaction Fee Schedule 23-003
CFTC REGULATION 40.6(A) CERTIFICATION OF EXTENSION OF MARKET TRADING HOURS FOR THE WEEK OF FEBRUARY 6, 2023:
CFTC REGULATION 40.2(A) CERTIFICATION of 14 Environmental Options Contracts – 23-001:
