Rule Filings

CFTC Regulation 40.6(a) Certification: Amendments to Nodal Exchange Appendix A – Contract Specifications for the Texas Compliance Renewable Energy Certificate from CRS Listed Facilities Vintage 2021- 2035 Front Half and Back Half Options due to changes in the Texas Renewable Energy Program:

• Self-Certification Letter 23-027
• Appendix A Contract Specifications REDLINE 23-027

CFTC Regulation 40.6(a) Certification: Amendments to Nodal Exchange Appendix A – Contract Specifications updating Minimum Tick and Settlement Price Precision from $0.25 to $0.01 for Oregon Clean Fuels Program future, California Low Carbon Fuel Standard future and Washington Clean Fuels Program future 23-026:

• Self-Certification Letter 23-026
• Exhibit A: Nodal Exchange Appendix A - Contract Specifications - Redline 23-026

CFTC Regulation 40.6(a) Certification: Amendments to Nodal Exchange Appendix A – Contract Specifications for the Texas Compliance Renewable Energy Certificate from CRS Listed Facilities Vintage 2021- 2035 Front Half and Back Half Futures due to changes in the Texas Renewable Energy Program:

• Self-Certification Letter 23-025
• Appendix A Contract Specification REDLINE 23-025

CFTC REGULATION 40.2(A) CERTIFICATION of 8 Power Contracts:

• Exhibit A - Contract Specifications 23-024
• Exhibit C - limits and levels 23-024
• FOIA Confidential Treatment Request September 5th 2023
• Self Certification Letter 23-024.01
• Self Certification Letter 23-024.02
• Self Certification Letter 23-024.03
• Self Certification Letter 23-024.04
• Self Certification Letter 23-024.05
• Self Certification Letter 23-024.06
• Self Certification Letter 23-024.07
• Self Certification Letter 23-024.08

CFTC REGULATION 40.2(A) CERTIFICATION of 5 Environmental Contracts:

• Exhibit A - Environmental Contract Specifications Futures 23-023
• Exhibit C - Limits and Levels 23-023
• FOIA Confidential Treatment Request 8.3.2023
• Self Certification Letter 23-023.01
• Self Certification Letter 23-023.02
• Self Certification Letter 23-023.03
• Self Certification Letter 23-023.04
• Self Certification Letter 23-023.05

CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments for Washington Clean Fuels Program:

• Self-Certification Letter 23-023
• Appendix B – Minimum Block Sizes - REDLINE 23-023
• Electronic Trade Error Policy – REDLINE 23-023
• Nodal Rule 3.6 - REDLINE 23-023
• Exchange and Clearing Transaction Fee Schedule – REDLINE 23-023

CFTC Regulation 40.6(a) Certification: Notification of delisting 4 Power Futures contracts 23-022:

• Self-Certification Letter 23-022
• Nodal Exchange Rulebook Appendix A Delisted Contracts 23-022
• Nodal Exchange Rulebook Appendix C Delisted Contracts 23-022

CFTC REGULATION 40.6(A) CERTIFICATION Submission of Amendments to the Nodal Exchange delivery schedule and last trading day for Nodal Contracts, based on environmental products, with December 2023 expiries:

• Self Certification Letter 23-021
• Exhibit A - Nodal Environmental Contracts with December 2023 expiry 23-021

CFTC REGULATION 40.2(A) CERTIFICATION of 7 Options Contracts:

• Appendix A - Contract Specifications additions 23-020
• Self Certification Letter 23-020.01
• Self Certification Letter 23-020.02
• Self Certification Letter 23-020.03
• Self Certification Letter 23-020.04
• Self Certification Letter 23-020.05
• Self Certification Letter 23-020.06
• Self Certification Letter 23-020.07

CFTC Regulation 40.6(a) Certification: Amendments to Nodal Exchange Appendix A – Contract Specifications Power & Natural Gas Options:

• Self-Certification Letter 23-019
• Appendix A - Contract Specifications Power & Natural Gas Options REDLINE 23-019

CFTC Regulation 40.6(a) Certification: Amendments to Nodal Exchange Appendix A – Contract Specifications Environmental Options:

• Self-Certification Letter 23-018
• Appendix A - Contract Specifications Env. Options REDLINE 23-018

CFTC REGULATION 40.2(A) CERTIFICATION of 42 Power Futures Contracts:

• Self Certification Letters 23-017.01 - 23-017.21
• Self Certification Letters 23-017.22 - 23-017.42
• Exhibit A - Contract Specifications 23-017
• Exhibit C - Levels and Limits 23-017
• FOIA Confidential Treatment Request 23-017

CFTC Regulation 40.6(a) Certification: Extension of Environmental Incentive Programs:

• Self Certification Letter 23-016
• Environmental Broker Incentive Program REDACTED - 23-016
• Environmental Incentive Program 9 REDACTED - 23-016
• FOIA Confidential Treatment Request 23-016

CFTC Regulation 40.6(a) Certification: Amendments to Nodal Exchange Trading Hours:

• Self-Certification Letter 23-015

CFTC REGULATION 40.2(A) CERTIFICATION of 27 Environmental Futures Contracts:

• Self Certification Letters 23-013.01 - 23-013.14
• Self Certification Letters 23-013.15 - 23-013.27
• Requests for Confidential Treatment 23-013

CFTC Regulation 40.6(a) Certification: Amendments to Nodal Exchange Appendix B – Minimum Block Sizes:

• Self-Certification Letter 23-014
• Appendix B - Minimum Block Sizes 23-014

CFTC Regulation 40.6(a) Certification: Amendments to Nodal Exchange Broker Agreement:

• Self-Certification Letter 23-012
• Nodal Exchange Broker Agreement REDLINE 23-012

CFTC Regulation 40.6(a) Certification: Notification of delisting 6 Power Futures contracts 23-011:

• Self-Certification Letter 23-011
• Nodal Exchange Rulebook Appendix A Delisted Contracts 23-011
• Nodal Exchange Rulebook Appendix C Delisted Contracts 23-011

CFTC REGULATION 40.2(A) CERTIFICATION of 8 Environmental Options Contracts – 23-010:

• Self Certification Letter 23-010.01
• Self Certification Letter 23-010.02
• Self Certification Letter 23-010.03
• Self Certification Letter 23-010.04
• Self Certification Letter 23-010.05
• Self Certification Letter 23-010.06
• Self Certification Letter 23-010.07
• Self Certification Letter 23-010.08

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO THE NATURAL GAS STRATEGIC REVENUE SHARE PROGRAM 1 – 23-009:

• Self Certification Letter 23-009
• Natural Gas Strategic Revenue Share Program 1 - REDACTED - 23-009
• Confidential Treatment Request - 23-009

CFTC REGULATION 40.2(A) CERTIFICATION of 16 Environmental Futures & Options Contracts:

• Self Certification Letter 23-008
• Confidential Treatment Request 23-008

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO APPENDIX A – Global Emission Reduction (GER) – 23-007:

• Self-Certification Letter 23-007
• Exhibit A: Nodal Exchange Appendix A - GER Contract Specifications 23-007

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO APPENDIX B – MINIMUM BLOCK SIZE:

• Self-Certification Letter 23-006
• Appendix B Minimum Block Sizes REDLINE

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE & CLEARING TRANSACTION FEE SCHEDULE – 23-005:

• Self-Certification Letter 23-005
• Redline of the Exchange and Clearing Transaction Fee Schedule 23-005

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE APPENDIX A AND RULE 4.10.4 – 23-004:

• Self-Certification Letter 23-004
• Appendix A - Contract Specifications 23-004
• Nodal Exchange Rule 4.10.4 Redline 23-004

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE APPENDIX A, APPENDIX C AND THE EXCHANGE AND CLEARING TRANSACTION FEE SCHEDULE RE: CSAPR NOX Ozone Szn Group 2 and Group 3 futures contracts – 23-003:

• Self-Certification Letter 23-003
• Exhibit A: Nodal Exchange Appendix A - Contract Specifications 23-003
• Exhibit C: Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 23-003
• Nodal Exchange and Clearing Transaction Fee Schedule 23-003

CFTC REGULATION 40.6(A) CERTIFICATION OF EXTENSION OF MARKET TRADING HOURS FOR THE WEEK OF FEBRUARY 6, 2023:

• Self-Certification Letter 23-002

CFTC REGULATION 40.2(A) CERTIFICATION of 14 Environmental Options Contracts – 23-001:

• Self Certification Letters 23-001