CFTC REGULATION 40.6(A) CERTIFICATION OF THE CONTINUTATION OF NODAL EXCHANGE ENVIRONMENTAL INCENTIVE PROGRAMS: 20-043

• Self Certification Letter 20-043
• Nodal Exchange Environmental Incentive Programs - REDACTED 20-043
• Request for Confidential Treatment 20-043

CFTC REGULATION 40.2(A) CERTIFICATION of 52 Environmental Future and Options Contracts – 20-042

• Self Certification Letters 20-042.01 - 20-042.30
• Self Certification Letters 20-042.31 - 20-042.52
• Exhibit A: November 17, 2020 Addition to Nodal Exchange Appendix A - Contract Specifications 20-042
• Exhibit C: November 17, 2020 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 20-042
• FOIA Confidential Treatment Request November 9, 2020

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK APPENDIX A AND APPENDIX C: 20-044

• Self-Certification Letter 20-044
• Exhibit A: Nodal Exchange Appendix A - Contract Specifications Redline 20-044
• Exhibit C: Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits Redline 20-044
• FOIA Confidential Treatment Request 20-044

CFTC REGULATION 40.2(A) CERTIFICATION of 56 Renewable Identification Number (“RIN”) Future and Options Contracts – 20-041

• Self Certification Letter 20-041.01
• Self Certification Letters 20-041.02 - 20-041.28
• Self Certification Letters 20-041.29 - 20-041.56
• Exhibit A: November 17, 2020 Addition to Nodal Exchange Appendix A - Contract Specifications
• Exhibit C: November 17, 2020 Addition to Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits
• FOIA Confidential Treatment Request October 30, 2020
• FOIA Confidential Treatment Request November 2, 2020

CFTC REGULATION 40.6(A) CERTIFICATION Submission of Amendments to the Nodal Exchange delivery schedule and last trading day for Nodal Contracts, based on environmental products, with November 2020 and December 2020 expiries

• Self Certification Letter 20-040

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK and AMENDMENTS TO THE EXCHANGE AND CLEARING TRANSCTION FEE SCHEDULE: 20-039

• Self-Certification Letter 20-039
• Redline of Nodal Exchange Rulebook Sections 3.6 and 3.7 - 20-039
• Redline of Nodal Exchange Rulebook Appendix B – Minimum Block Sizes - 20-039
• Redline of the Exchange and Clearing Transaction Fee Schedule - 20-039

CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Rules to Accommodate Physical Settlement of Renewable Identification Numbers (“RINs”) Contracts and Amendments to the Exchange and Clearing Transaction Fee Schedule

• Self-Certification Letter 10-27-2020
• Redline of Rule Amendments
• Redline of Fee Schedule

CFTC Regulation 40.6(a) Certification: Notification of delisting 25 Nodal Exchange Environmental Futures Contracts 20-038

• Self Certification Letter 20-038
• Nodal Exchange Rulebook Appendix A - 20-038
• Nodal Exchange Rulebook Appendix C - 20-038

CFTC Regulation 40.6(a) Certification: Notification of delisting 23 Nodal Exchange Environmental Options Contracts 20-037

• Self Certification Letter 20-037
• Nodal Exchange Rulebook Appendix A Delisted Contracts 20-037

CFTC Regulation 40.6(a) Certification: Notification of delisting 2 Nodal Exchange PJM Power Futures Contracts 20-036

• Self Certification Letter 20-036
• Nodal Exchange Rulebook Appendix A Delisted Contracts 20-036
• Redline of Nodal Exchange Rulebook Appendix C (relevant sections) 20-036