CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO THE NODAL EXCHANGE NATURAL GAS BROKER INCENTIVE PROGRAM: 21-004

• Self Certification Letter 21-004
• Nodal Exchange Natural Gas Broker Incentive Program - REDACTED 21-004
• Request for Confidential Treatment 21-004

CFTC Regulation 40.6(a) Certification: Notification of delisting 4 Nodal Exchange CAISO Futures Contracts 21-003

• Self-Certification Letter 21-003
• Nodal Exchange Rulebook Appendix A - 21-003
• Nodal Exchange Rulebook Appendix C - 21-003

CFTC Regulation 40.6(a) Rule Certification: Notification of Revised Nodal Exchange Trading Hours on February 8th through February 12th, 2021 for Power Futures, NG Penultimate Futures and Options1 contracts: 21-002

• Self-Certification Letter 21-002

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE RULEBOOK APPENDIX A AND APPENDIX C: 21-001

• Self Certification Letter 21-001
• Exhibit A: Nodal Exchange Appendix A - Contract Specifications Redline 21-001
• Exhibit C: Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits Redline 21-001
• Request for Confidential Treatment 21-001

CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules to Address Amendments to Part 39 of the Commission’s Regulations

• Self-Certification Letter 1-11-2021
• Nodal Clear LLC Agreement redline

CFTC REGULATION 40.6(A) CERTIFICATION OF AMENDMENTS TO THE NODAL EXCHANGE NATURAL GAS MARKET MAKER INCENTIVE PROGRAM 1: 20-049

• Self Certification Letter 20-049
• Natural Gas Market Maker Incentive Program 1 - REDACTED
• Request for Confidential Treatment 20-049

CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules and Publication of Cash Management Fee Advisory

• Self-Certification Letter 12-16-2020
• Rule Amendments (Redline)
• Advisory
• Advisory - website

CFTC REGULATION 40.6(A) CERTIFICATION OF NODAL EXCHANGE ELECTRIC POWER OPTIONS BROKER INCENTIVE PROGRAM: 20-048

• Self Certification Letter 20-048
• Nodal Exchange Electric Power Options Broker Incentive Program REDACTED 20-048
• Request for Confidential Treatment

CFTC REGULATION 40.6(A) CERTIFICATION OF NODAL EXCHANGE ELECTRIC POWER FUTURES BROKER INCENTIVE PROGRAM: 20-047

• Self Certification Letter 20-047
• Nodal Exchange Electric Power Futures Broker Incentive Program REDACTED 20-047
• Request for Confidential Treatment 20-047

CFTC REGULATION 40.6(A) CERTIFICATION OF NODAL EXCHANGE NATURAL GAS INCENTIVE PROGRAM 5: 20-046

• Self Certification Letter 20-046
• Nodal Exchange Natural Gas Incentive Program 5 - REDACTED 20-046
• Request for Confidential Treatment 20-046