CFTC REGULATION 40.6(A) CERTIFICATION Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options and Amendments to Appendix B – Minimum Block Sizes

• Self-Certification Letter 20-016
• Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures (Redline)
• Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Options (Redline)
• Nodal Exchange Rulebook Appendix B – Minimum Block Sizes (Redline)

CFTC REGULATION 40.6(A) CERTIFICATION SUBMISSION OF AMENDMENTS TO THE NODAL EXCHANGE RULEBOOK SECTION 3.5

• Self-Certification Letter 20-015
• Redline of Nodal Exchange Rulebook 3.5

CFTC REGULATION 40.6(A) CERTIFICATION OF THE CONTINUATION OF THE NODAL EXCHANGE ENVIRONMENTAL BROKER INCENTIVE PROGRAM 20-014

• Self Certification Letter 20-014
• Exhibit 1: Nodal Exchange Environmental Broker Incentive Program – Redacted
• Request for Confidential Treatment 20-014

CFTC REGULATION 40.6(A) CERTIFICATION OF THE CONTINUATION OF THE NODAL EXCHANGE NATURAL GAS INCENTIVE PROGRAM 1

• Self Certification Letter 20-013
• Natural Gas Incentive Program 1 - REDACTED
• Request for Confidential Treatment 20-013

CFTC REGULATION 40.6(A) CERTIFICATION: NOTIFICATION OF DELISTING FOUR (4) NODAL EXCHANGE ENERGY FUTURES CONTRACTS IN MISO

• Self Certification Letter 20-012
• Nodal Exchange Rulebook Appendix A Deslisted Contracts 20-012
• Redline of Nodal Exchange Rulebook Appendix C 20-012

CFTC REGULATION 40.6(A) CERTIFICATION OF THE CONTINUATION OF THE NODAL EXCHANGE FEE WAIVER INCENTIVE PROGRAM

• Self Certification Letter 20-011
• Exhibit 1 - Continuation of the Nodal Exchange Fee Waiver Incentive Program - REDACTED
• Confidential Treatment Request 20-011

CFTC REGULATION 40.6(A) CERTIFICATION SUBMISSION OF AMENDMENTS TO THE NODAL EXCHANGE RULEBOOK 4.1.1 Market Hours – January 29, 2020

• Self-Certification Letter 20-010

CFTC REGULATION 40.2(A) CERTIFICATION of six (6) PJM AEP-DAYTON HUB Option Contracts – January 29, 2020

• Contract Self Cert Ltr 20-009.01P
• Contract Self Cert Ltr 20-009.02P
• Contract Self Cert Ltr 20-009.03P
• Contract Self Cert Ltr 20-009.04P
• Contract Self Cert Ltr 20-009.05P
• Contract Self Cert Ltr 20-009.06P
• Exhibit A - January 31, 2020 Addition to Contract Specs

CFTC REGULATION 40.6(A) CERTIFICATION SUBMISSION OF AMENDMENTS TO THE NODAL EXCHANGE RULEBOOK 4.1.1 Market Hours – January 22, 2020

• Self-Certification Letter 20-008

CFTC REGULATION 40.6(A) CERTIFICATION OF THE IMPLEMENTATION OF THE NODAL EXCHANGE POWER INCENTIVE PROGRAM 6 – January 17, 2020

• Self Certification Letter 20-007
• Exhibit B: Nodal Exchange Power Incentive Program 6 – Redacted
• Request for Confidential Treatment